DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pilgrim Global Advisors LLC
Latest filing Mar 6, 2026
First filing on the tape Sep 12, 2022 · 10 filings
SEC status approved since Oct 13, 2022
RAUM
$884M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$884M as of Mar 6, 2026
Feb 7, 2023$301M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 6, 2026
Feb 7, 20230 then
Employees (5.A)11 as of Mar 6, 2026
Feb 7, 20232 then
Private funds2 as of Mar 6, 2026
Feb 7, 20231 then
RAUM -7.1% over the last fiscal year+43% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $442MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $884M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$884M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $884M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Pilgrim Global Icav | Hedge Fund | $497M | 111 | Feb 28, 2018 |
| Pilgrim Global Spv I (US), LP | Other Private Fund | $88.1M | 1 | Mar 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Tyson Andrew Arnedt · General Counsel, Managercontrolsince 10/2022 · owns less than 5%
- Hua Kean Chung · Ownercontrolsince 12/2022 · owns 25% to 50%
- James Procter Hug IV · Managercontrolsince 07/2022 · owns less than 5%
- John Darren Maupin · Owner, Managercontrolsince 12/2022 · owns 50% to 75%
- Giselle Casella · Chief Compliance Officersince 03/2024 · owns less than 5%
Related persons
Schedule D 7.A
- Andrew Tyson Arnedty
- Pilgrim Global Advisors Corporationinvestment advisern
- Procter Hug IVy
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 6, 2026performance-based compensation (Item 5.E.6): no on the filing of 2026-01-16, yes on the filing of 2026-03-06peers: asset managers, $500M to $1B (783)
What changed
consecutive filings, newest first
- Advisory employees · 3 to 4Jan 16, 2026 to Mar 6, 2026
- Assets in custody · $952M to $884MJan 16, 2026 to Mar 6, 2026
- Employees · 9 to 11Jan 16, 2026 to Mar 6, 2026
- Discretionary RAUM · $952M to $884MJan 16, 2026 to Mar 6, 2026
- Pooled vehicle RAUM · $952M to $884MJan 16, 2026 to Mar 6, 2026
- RAUM · $952M to $884MJan 16, 2026 to Mar 6, 2026
- Advisory employees · 2 to 3Mar 27, 2024 to Mar 17, 2025
- Assets in custody · $585M to $952MMar 27, 2024 to Mar 17, 2025
- Employees · 3 to 9Mar 27, 2024 to Mar 17, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 17, 2025
- Discretionary RAUM · $585M to $952MMar 27, 2024 to Mar 17, 2025
- Pooled vehicle RAUM · $585M to $952MMar 27, 2024 to Mar 17, 2025
- RAUM · $585M to $952MMar 27, 2024 to Mar 17, 2025
- Accounts · 1 to 2Feb 7, 2023 to Mar 27, 2024
- Advisory employees · 1 to 2Feb 7, 2023 to Mar 27, 2024
- Pooled vehicle clients · 1 to 2Feb 7, 2023 to Mar 27, 2024
- Assets in custody · unset to 584987740.0Feb 7, 2023 to Mar 27, 2024
- Custody of client assets · false to trueFeb 7, 2023 to Mar 27, 2024
- Employees · 2 to 3Feb 7, 2023 to Mar 27, 2024
- Private funds · 1 to 2Feb 7, 2023 to Mar 27, 2024
- Discretionary RAUM · $301M to $585MFeb 7, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $301M to $585MFeb 7, 2023 to Mar 27, 2024
- RAUM · $301M to $585MFeb 7, 2023 to Mar 27, 2024
- Accounts · 0 to 1Oct 31, 2022 to Feb 7, 2023
- Advisory employees · 0 to 1Oct 31, 2022 to Feb 7, 2023
- Pooled vehicle clients · unset to 1.0Oct 31, 2022 to Feb 7, 2023
- Employees · 0 to 2Oct 31, 2022 to Feb 7, 2023
- Private funds · unset to 1Oct 31, 2022 to Feb 7, 2023
- Discretionary RAUM · $0 to $301MOct 31, 2022 to Feb 7, 2023
- Pooled vehicle RAUM · unset to 300646677.0Oct 31, 2022 to Feb 7, 2023
- RAUM · $0 to $301MOct 31, 2022 to Feb 7, 2023
Signals
4 dated events
- Pilgrim Global Advisors Llc reported RAUM $951.9M, up 63% from $585.0M (2024-03-27 to 2025-03-17)Mar 17, 2025 · RAUM change · derived
- Pilgrim Global Advisors Llc reported RAUM $585.0M, up 95% from $300.6M (2023-02-07 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Tyson Andrew Arnedt (General Counsel, Chief Compliance Officer) appeared on Schedule A of Pilgrim Global Advisors LlcOct 31, 2022 · Control person joined · fact
- Pilgrim Global Advisors Llc filed its initial SEC registration (Form ADV)Sep 12, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- (775) 301-3963reportedpublic record, Form ADV, Mar 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026