DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Globalink Wealth Management, LLC
Latest filing May 1, 2026
First filing on the tape May 1, 2026 · 1 filings
RAUM
$12.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
85%
$10.7M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
- RAUM per advisor
- $1.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 5derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $329,672derivedHNW RAUM over HNW clients
- Average account
- $269,226derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$7.6M60%
- Individuals$3.1M25%
- Corporations and businesses$1.5M12%
- Pension and profit-sharing plans$425,4193.4%
- Individual clients
- 16reported
- HNW clients
- 23reported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 47reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ying Tang | Pasadena, Ca | Mar 16, 2023 | 13 y | 0 |
| Michael Horng-Jyh Fang | Pasadena, Ca | Apr 8, 2024 | 30 y | 4 |
| Hsinyeh Hsieh | Pasadena, Ca | Apr 10, 2024 | 10 y | 0 |
| Xi Lu | Pasadena, Ca | Sep 17, 2024 | 10 y | 0 |
| Xi Yao | Pasadena, Ca | Jan 27, 2025 | 10 y | 0 |
| Rachel Yue Liao | Pasadena, Ca | Jun 2, 2025 | 10 y | 0 |
| Susan Jen | Pasadena, Ca | Aug 3, 2026 | 27 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 days0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Susan Jen from Transglobal Advisory, LLCAug 3, 2026 · RIA to a state-registered adviser
- Michael Horng-Jyh Fang from Transglobal Advisory, LLCApr 8, 2024 · RIA to a state-registered adviser
- Michael Junhua Liao from Transglobal Advisory, LLCMar 16, 2023 · RIA to a state-registered adviser
- Zhuoli Wang from Transglobal Advisory, LLCMar 16, 2023 · RIA to a state-registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Transglobal Advisory, LLCJun 30, 2022 · Monrovia, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pasadena, Ca · principal | 9 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
- 2 advisors left Transglobal Advisory, LLC (Monrovia, CA) for Globalink Wealth Management, LLC on the same dayJun 30, 2022 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- gwm.globalinkusa.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 626-964-5966reportedpublic record, Form ADV, May 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026