DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
I•••••••• F•••••••• G••••
Legal name I•••••••• F•••••••• G••••• L••
Latest filing Jul 24, 2023
First filing on the tape Sep 1, 2022 · 8 filings
RAUM
$40.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$40.2M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$40.2M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$40.2M as of Jul 24, 2023
Sep 1, 2022$0 then
HNW client RAUM$40.2M as of Jul 24, 2023
Sep 1, 2022$0 then
State-registered IARs (5.B.3)1 as of Jul 24, 2023
Sep 1, 20221 then
Employees (5.A)1 as of Jul 24, 2023
Sep 1, 20221 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 24, 2023; every figure names its basis
- RAUM per advisor
- $40.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 12derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $3.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $40.2M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$40.2M100%
- Individual clients
- 0reported
- HNW clients
- 12reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 12reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $40.2M for 12 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••••• I••• | Boca Raton, Fl | Oct 20, 2022 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••••• I••• from U•• F•••••••• S••••••• I•••Oct 20, 2022 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- I•••• A•••••• · Principal, Chief Compliance Officercontrolsince 08/2022 · owns 75% or more
- I•••• S•••••• · Principalsince 08/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 12Apr 28, 2023 to May 5, 2023
- HNW clients · 0 to 12Apr 28, 2023 to May 5, 2023
- Assets in custody · $0 to $40.2MApr 28, 2023 to May 5, 2023
- Discretionary RAUM · $0 to $40.2MApr 28, 2023 to May 5, 2023
- HNW RAUM · $0 to $40.2MApr 28, 2023 to May 5, 2023
- RAUM · $0 to $40.2MApr 28, 2023 to May 5, 2023
- Assets in custody · unset to 0.0Nov 3, 2022 to Feb 1, 2023
- Custody of client assets · false to trueNov 3, 2022 to Feb 1, 2023
Signals
1 dated events
- I•••••••• F•••••••• G•••• filed its initial SEC registration (Form ADV)Sep 1, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/icebridge-insurance/?viewAsMember=truereportedpublic record, Form ADV, Sep 21, 2026
- Firm profile
- linkedin.com/company/icebridgefinancial/?viewAsMember=truereportedpublic record, Form ADV, Sep 21, 2026
- Website
- icebridge.onereportedpublic record, Form ADV, Sep 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $40.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026