DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••••• I•••••• L••
Latest filing Mar 16, 2026
First filing on the tape Jul 7, 2023 · 5 filings
SEC status approved since Aug 7, 2023
RAUM
$152M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$75.8M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$152M as of Mar 16, 2026
Mar 19, 2024$89.2M then
HNW client RAUM$0 as of Mar 16, 2026
Mar 19, 2024$0 then
State-registered IARs (5.B.3)2 as of Mar 16, 2026
Mar 19, 20242 then
Employees (5.A)2 as of Mar 16, 2026
Mar 19, 20242 then
Private funds: no history
RAUM +37% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
- RAUM per advisor
- $75.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $75.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, subscription, otherreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$152M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J••••• C••••••• | Cape Girardeau, Mo | Nov 17, 2022 | 10 y | 0 |
| J••••••• S•••• C••••••• | Cape Girardeau, Mo | Dec 5, 2022 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• J•••••••• S•••• · Membercontrolsince 08/2022 · owns 25% to 50%
- C•••••••• M••••••• J••••• · Managing Member And Chief Compliance Officercontrolsince 08/2022 · owns 25% to 50%
Entity owners
- E• H••••••• L•• · Ownerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cape Girardeau, Mo | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HQ city · CAPE GIRARDEAU to Mar 19, 2025 to Mar 16, 2026
- HQ state · MO to Mar 19, 2025 to Mar 16, 2026
- Discretionary RAUM · $111M to $152MMar 19, 2025 to Mar 16, 2026
- RAUM · $111M to $152MMar 19, 2025 to Mar 16, 2026
- Accounts · 1 to 2Mar 19, 2024 to Mar 19, 2025
- Financial planning clients · unset to Mar 19, 2024 to Mar 19, 2025
- Discretionary RAUM · $89.2M to $111MMar 19, 2024 to Mar 19, 2025
- RAUM · $89.2M to $111MMar 19, 2024 to Mar 19, 2025
- Discretionary RAUM · $2 to $89.2MJul 13, 2023 to Mar 19, 2024
- RAUM · $2 to $89.2MJul 13, 2023 to Mar 19, 2024
Signals
1 dated events
- M••••••••• I•••••• L•• filed its initial SEC registration (Form ADV)Jul 7, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/marketdeskresearchreportedpublic record, Form ADV, Sep 19, 2026
- Website
- MarketDeskPortal.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-787-0394reportedpublic record, Form ADV, Mar 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026