DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
K•••• F•••••••• L••
Latest filing Sep 15, 2025
First filing on the tape Dec 22, 2022 · 16 filings
SEC status approved since Jan 23, 2023
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$0 as of Sep 15, 2025
Jan 21, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Sep 15, 2025
Mar 29, 20241 then
Employees (5.A)2 as of Sep 15, 2025
Mar 29, 20242 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Sep 15, 2025; every figure names its basis
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- subscriptionreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• J•••••• F••••••• · Chief Aml Officercontrolsince 11/2022 · owns less than 5%
- V•••• C•••••• N•• · Chief Executive Officercontrolsince 05/2022 · owns less than 5%
- B••••••• J•••••• F••••••• · Chief Data Officercontrolsince 05/2022 · owns 25% to 50% of K•••• I•••
- V•••• C•••••• N•• · Chief Executive Officercontrolsince 05/2022 · owns 50% to 75% of K•••• I•••
Entity owners
- K•••• I••• · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory activities · 3 to 4Jan 21, 2025 to Mar 31, 2025
- Financial planning clients · 0 to 1-10Jan 21, 2025 to Mar 31, 2025
- Accounts · unset to 0.0Nov 20, 2024 to Jan 21, 2025
- Discretionary RAUM · unset to 0.0Nov 20, 2024 to Jan 21, 2025
- Non-discretionary RAUM · unset to 0.0Nov 20, 2024 to Jan 21, 2025
- RAUM · unset to 0.0Nov 20, 2024 to Jan 21, 2025
- HQ city · SANTA CLARA to SAN FRANCISCOSep 10, 2024 to Sep 27, 2024
- HQ city · PALO ALTO to SANTA CLARAMay 22, 2024 to Sep 10, 2024
- Accounts · 0.0 to unsetAug 14, 2023 to Mar 29, 2024
- Advisory activities · 2 to 3Aug 14, 2023 to Mar 29, 2024
- Employees · 3 to 2Aug 14, 2023 to Mar 29, 2024
- Discretionary RAUM · 0.0 to unsetAug 14, 2023 to Mar 29, 2024
- Non-discretionary RAUM · 0.0 to unsetAug 14, 2023 to Mar 29, 2024
- RAUM · 0.0 to unsetAug 14, 2023 to Mar 29, 2024
- Advisory activities · 3 to 2Apr 10, 2023 to Aug 14, 2023
- Financial planning clients · unset to 0Dec 22, 2022 to Jan 6, 2023
Signals
2 dated events
- K•••• F•••••••• L•• no longer on the SEC adviser roster (last listed 2025-12-20)Jan 2, 2026 · Left the SEC roster · derived
- K•••• F•••••••• L•• filed its initial SEC registration (Form ADV)Dec 22, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026