DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••• C•••••• • G••••• D• R••••••• L••••
Latest filing Mar 30, 2026
First filing on the tape Sep 21, 2022 · 6 filings
SEC status approved since Aug 3, 2023
RAUM
$1.3B
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$1.3B as of Mar 30, 2026
Mar 27, 2024$514M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20240 then
Employees (5.A)20 as of Mar 30, 2026
Mar 27, 202414 then
Private funds: no history
RAUM +76% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $34.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +76%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 37reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••••• R•••••• D• A••••• · Partner And Chief Executive And Investment Officercontrolsince 12/2009 · owns less than 5%
- N•••••••• F•••••• D•••• · Chief Compliance Officer, Chief Risk Officercontrolsince 04/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $721,456,163 to $1,272,941,201 (+76.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +11.0% (1368 comparable advisers, 91.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 33 to 37Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 11 to 12Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 33 to 37Mar 28, 2025 to Mar 30, 2026
- Employees · 18 to 20Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $520M to $1.0BMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $201M to $224MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $721M to $1.3BMar 28, 2025 to Mar 30, 2026
- RAUM · $721M to $1.3BMar 28, 2025 to Mar 30, 2026
- Accounts · 26 to 33Mar 27, 2024 to Mar 28, 2025
- Advisory employees · 9 to 11Mar 27, 2024 to Mar 28, 2025
- Business name · R••• C•••••• • G••••• D• R••••••• L•••• to R••• C•••••• • G••••• D• R••••••• L••••Mar 27, 2024 to Mar 28, 2025
- Pooled vehicle clients · 26 to 33Mar 27, 2024 to Mar 28, 2025
- Employees · 14 to 18Mar 27, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 28, 2025
- HQ city · S?O PAULO to SÃO PAULOMar 27, 2024 to Mar 28, 2025
- HQ state · unset to Mar 27, 2024 to Mar 28, 2025
- Legal name · R••• C•••••• • G••••• D• R••••••• L•••• to R••• C•••••• • G••••• D• R••••••• L••••Mar 27, 2024 to Mar 28, 2025
- Organization form · unset to Other (specify)Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $237M to $520MMar 27, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $277M to $201MMar 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $514M to $721MMar 27, 2024 to Mar 28, 2025
- RAUM · $514M to $721MMar 27, 2024 to Mar 28, 2025
- Accounts · 21 to 26Jul 27, 2023 to Mar 27, 2024
- Pooled vehicle clients · 21 to 26Jul 27, 2023 to Mar 27, 2024
- Discretionary RAUM · $163M to $237MJul 27, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $299M to $277MJul 27, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $462M to $514MJul 27, 2023 to Mar 27, 2024
- RAUM · $462M to $514MJul 27, 2023 to Mar 27, 2024
- Accounts · 11 to 21Oct 19, 2022 to Jul 27, 2023
- Individual clients · 0.0 to unsetOct 19, 2022 to Jul 27, 2023
- Pooled vehicle clients · 11 to 21Oct 19, 2022 to Jul 27, 2023
- Employees · 13 to 14Oct 19, 2022 to Jul 27, 2023
- Discretionary RAUM · $73.1M to $163MOct 19, 2022 to Jul 27, 2023
- Individual RAUM · 0.0 to unsetOct 19, 2022 to Jul 27, 2023
- Non-discretionary RAUM · $254M to $299MOct 19, 2022 to Jul 27, 2023
- Pooled vehicle RAUM · $327M to $462MOct 19, 2022 to Jul 27, 2023
- RAUM · $327M to $462MOct 19, 2022 to Jul 27, 2023
Signals
4 dated events
- R••• C•••••• • G••••• D• R••••••• L•••• reported RAUM $1.3B, up 76% from $721.5M (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- R••• C•••••• • G••••• D• R••••••• L•••• reported RAUM $721.5M, up 40% from $514.3M (2024-03-27 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- R••• C•••••• • G••••• D• R••••••• L•••• reported RAUM $461.6M, up 41% from $326.9M (2022-10-19 to 2023-07-27)Jul 27, 2023 · RAUM change · derived
- R••• C•••••• • G••••• D• R••••••• L•••• filed its initial SEC registration (Form ADV)Sep 21, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/root-capital-gest-o-de-recursos/mycompareportedpublic record, Form ADV, Sep 19, 2026
- Website
- r•••••••••.c••.brreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 55 11 5116 1900reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026