DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

T•••••••• F•••••••• P•••••••• L••

Independent wealth managerGolden, ColoradoCRD 323530SEC 801-135454websiteIAPD
Latest filing Apr 1, 2026
First filing on the tape Feb 11, 2026 · 2 filings
SEC status approved since Feb 23, 2026
RAUM
$145M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
96%
$139M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$48.3M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$145M as of Apr 1, 2026
Feb 11, 2026$145M then
HNW client RAUM$95.7M as of Apr 1, 2026
Feb 11, 2026$95.7M then
State-registered IARs (5.B.3)3 as of Apr 1, 2026
Feb 11, 20263 then
Employees (5.A)4 as of Apr 1, 2026
Feb 11, 20264 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$48.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
66derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$217,377derivedRAUM over accounts (5.F.2.f)
Discretionary
95%derivedof RAUM
Institutional
4.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
1.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$95.7M66%
  • Individuals$43.3M30%
  • Pension and profit-sharing plans$5.8M4.0%
Individual clients
146reported
HNW clients
51reported
Pension plan clients
6reported
Charitable clients
n/areported
Accounts
666reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
E•••• K••••••• B••••••Certified Financial PlannerGolden, CoDec 12, 202213 y3
N••••••• M••••• R•••Certified Financial PlannerGolden, CoDec 20, 202210 y2
Y••••• F••••••• A••••••Certified Financial PlannerGolden, CoDec 20, 202211 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• E••••• K••••••• · Managing Member, Ccocontrol
        since 11/2019 · owns 25% to 50%
      • R•••• N•••••••• M••••• · Managing Membercontrol
        since 11/2019 · owns 25% to 50%
      • A••••••• Y•••••• F••••••• · Financial Planning Director
        since 01/2020 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Golden, Co · principal300
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      1 dated events
      • 2 advisors left L•• F•••••••• L•• (Arvada, CO) for T•••••••• F•••••••• P•••••••• L•• on the same day
        Dec 16, 2022 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      720-463-2850reportedpublished by the firm, firm site, Sep 17, 2026
      Website
      trailwisefp.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      720-463-2850reportedpublic record, Form ADV, Apr 1, 2026
      Contact form
      trailwisefp.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $48.3Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026