DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

V•• P•••••••• I•••

Former SEC-registered adviserNew York, New YorkCRD 323537SEC 801-127457IAPD
Legal name R•••• P••••••• U•• I•••
Latest filing Mar 28, 2024
First filing on the tape Feb 10, 2023 · 4 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$45.3M as of Nov 17, 2023
Feb 10, 2023$45.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2024
Feb 10, 20230 then
Employees (5.A)0 as of Mar 28, 2024
Feb 10, 20232 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 28, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••• I•• · Directorcontrol
        since 11/2022 · owns less than 5%
      • L•••••••• G••••••• W•••••• · Director And Chief Compliance Officercontrol
        since 11/2022 · owns less than 5%
      • O•••••••• B•••••• J••• · Directorcontrol
        since 11/2022 · owns less than 5%
      • K•••• P•••••• B•••• V••••• · Shareholdercontrol
        since 01/2002 · owns 75% or more of N•• H••••••• P•• L••
      Entity owners
      • R•••• P••••••• L•••••• · Shareholder
        direct · owns 75% or more
      • K••• F••••• T•••• · Shareholder
        indirect · owns 25% to 50% of R•••• P••••••• L••••••
      • N•• H••••••• P•• L•• · Trustee
        indirect · owns F of K••• F••••• T••••
      Related persons
      Schedule D 7.A
      Advisers that list V•• P•••••••• I••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 9.0 to unset
        Nov 17, 2023 to Mar 28, 2024
      • Advisory employees · 2 to 0
        Nov 17, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 9 to 0
        Nov 17, 2023 to Mar 28, 2024
      • Assets in custody · $696M to $0
        Nov 17, 2023 to Mar 28, 2024
      • Custody of client assets · true to false
        Nov 17, 2023 to Mar 28, 2024
      • Employees · 2 to 0
        Nov 17, 2023 to Mar 28, 2024
      • Discretionary RAUM · 45300000.0 to unset
        Nov 17, 2023 to Mar 28, 2024
      • Non-discretionary RAUM · 0.0 to unset
        Nov 17, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $45.3M to $0
        Nov 17, 2023 to Mar 28, 2024
      • RAUM · 45300000.0 to unset
        Nov 17, 2023 to Mar 28, 2024
      • Related broker-dealer · false to true
        Nov 17, 2023 to Mar 28, 2024
      • Assets in custody · unset to 695511321.0
        Feb 10, 2023 to Oct 25, 2023
      • Custody of client assets · false to true
        Feb 10, 2023 to Oct 25, 2023
      • Legal name · V•• P•••••••• I••• to R•••• P••••••• U•• I•••
        Feb 10, 2023 to Oct 25, 2023
      Signals
      3 dated events
      • Campbell Chambers (Chief Executive Officer) no longer on Schedule A of V•• P•••••••• I••• (listed 2023-11-17, absent 2024-03-28)
        Mar 28, 2024 · Control person left · inference
      • Campbell Chambers (Chief Executive Officer) appeared on Schedule A of V•• P•••••••• I•••
        Oct 25, 2023 · Control person joined · fact
      • V•• P•••••••• I••• filed its initial SEC registration (Form ADV)
        Feb 10, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026