DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G• I••••••••• M•••••••••

Asset manager (funds and pooled vehicles)Norwalk, ConnecticutCRD 323648SEC 801-126850IAPD
Legal name G• I••••••••• M••••••••• C•••
Latest filing Jan 30, 2026
First filing on the tape Oct 7, 2022 · 6 filings
SEC status approved since Nov 21, 2022
RAUM
$24B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$24B as of Jan 30, 2026
Mar 8, 2023$50B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 30, 2026
Mar 8, 20230 then
Employees (5.A)5 as of Jan 30, 2026
Mar 8, 202317 then
Private funds: no history
RAUM -0.3% over the last fiscal year-21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$24BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-0.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
$24B, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$24B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$24B for 1 clientsreported
Compensation
n/areported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••••• G••••••• O••• · Vice President- Public Equity, Multi-Asset Credit And Hedge Funds & Directorcontrol
        since 10/2022 · owns less than 5%
      • C••••••••• H•••••• · President, Chief Investment Officer & Directorcontrol
        since 10/2022 · owns less than 5%
      • K••••••••• V•••••••• · Vp, Chief Financial Officer, Treasurer & Directorcontrol
        since 10/2022 · owns less than 5%
      • S••••••••• S•••• · Vp, G•••••• Counsel, Chief Compliance Officer & Directorcontrol
        since 10/2022 · owns less than 5%
      Entity owners
      • G•••••• E••••••• C•••••• · Owner
        direct · owns 75% or more · public reporting company
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • employee count dropChange between filings · filing Jan 30, 2026
        employees (Item 5.A) moved from 17.0 to 5.0 (-71.0%) between the annual amendments of 2025-02-27 and 2026-01-30; the peer median change was +3.0% (461 comparable advisers, 1.0th percentile of changes)
        peers: asset managers, $20B and over (461) · 0.9% percentile
      What changed
      consecutive filings, newest first
      • Advisory employees · 7 to 2
        May 12, 2025 to Jan 30, 2026
      • Assets in custody · $24B to $24B
        May 12, 2025 to Jan 30, 2026
      • Employees · 17 to 5
        May 12, 2025 to Jan 30, 2026
      • Discretionary RAUM · $24B to $24B
        May 12, 2025 to Jan 30, 2026
      • Pooled vehicle RAUM · $24B to $24B
        May 12, 2025 to Jan 30, 2026
      • RAUM · $24B to $24B
        May 12, 2025 to Jan 30, 2026
      • Advisory employees · 8 to 7
        Feb 27, 2025 to May 12, 2025
      • Financial planning clients · unset to
        Feb 27, 2025 to May 12, 2025
      • Assets in custody · $46B to $24B
        Mar 1, 2024 to Feb 27, 2025
      • Discretionary RAUM · $46B to $24B
        Mar 1, 2024 to Feb 27, 2025
      • Pooled vehicle RAUM · $46B to $24B
        Mar 1, 2024 to Feb 27, 2025
      • RAUM · $46B to $24B
        Mar 1, 2024 to Feb 27, 2025
      • Related broker-dealer · true to false
        Mar 1, 2024 to Feb 27, 2025
      • Assets in custody · $50B to $46B
        Mar 8, 2023 to Mar 1, 2024
      • Discretionary RAUM · $50B to $46B
        Mar 8, 2023 to Mar 1, 2024
      • Pooled vehicle RAUM · $50B to $46B
        Mar 8, 2023 to Mar 1, 2024
      • RAUM · $50B to $46B
        Mar 8, 2023 to Mar 1, 2024
      • Accounts · 0 to 1
        Oct 7, 2022 to Mar 8, 2023
      • Advisory activities · 3 to 2
        Oct 7, 2022 to Mar 8, 2023
      • Pooled vehicle clients · unset to 1.0
        Oct 7, 2022 to Mar 8, 2023
      • Assets in custody · unset to 49512750895.0
        Oct 7, 2022 to Mar 8, 2023
      • Custody of client assets · false to true
        Oct 7, 2022 to Mar 8, 2023
      • Discretionary RAUM · $0 to $50B
        Oct 7, 2022 to Mar 8, 2023
      • Pooled vehicle RAUM · unset to 49512750895.0
        Oct 7, 2022 to Mar 8, 2023
      • RAUM · $0 to $50B
        Oct 7, 2022 to Mar 8, 2023
      Signals
      3 dated events
      • G• I••••••••• M••••••••• reported RAUM $24.4B, down 47% from $45.8B (2024-03-01 to 2025-02-27)
        Feb 27, 2025 · RAUM change · derived
      • Owen Gregory Bouleris (Vice President- Public Equity, Multi-Asset Credit And Hedge Funds & Director) appeared on Schedule A of G• I••••••••• M•••••••••
        Mar 8, 2023 · Control person joined · fact
      • G• I••••••••• M••••••••• filed its initial SEC registration (Form ADV)
        Oct 7, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      203-229-1145reportedpublic record, Form ADV, Jan 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026