DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• M••••••••• C•••••• L••
Latest filing Mar 5, 2026
First filing on the tape Jun 18, 2023 · 12 filings
SEC status approved since Jul 18, 2023
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.2B as of Mar 5, 2026
Mar 26, 2024$9.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 5, 2026
Mar 26, 20241 then
Employees (5.A)15 as of Mar 5, 2026
Mar 26, 20247 then
Private funds: no history
RAUM +2010% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $13.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2010%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 90reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=7.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• N••••••• J•••• C••••• · Ceocontrolsince 06/2023 · owns less than 5%
- G••••• T•••• · General Counselcontrolsince 09/2022 · owns 5% to 10%
- K•••••••• D••••••• · Coocontrolsince 09/2022 · owns 5% to 10%
- M••••• A•••••• A•••• · Ccocontrolsince 09/2023 · owns less than 5%
- G••••••• N••••••• J•••• C••••• · Ccocontrolsince 09/2022 · owns 75% or more of E•• H•••••• C•••••• L••
- P••••••• J••• · Shareholdersince 09/2022 · owns less than 5%
Entity owners
- E•• H•••••• C•••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 5, 2026RAUM (Item 5.F) moved from $58,432,497 to $1,232,945,555 (+2010.0%) between the annual amendments of 2025-03-18 and 2026-03-05; the peer median change was +11.0% (1368 comparable advisers, 100.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 47 to 90Oct 16, 2025 to Mar 5, 2026
- Advisory employees · 3 to 4Oct 16, 2025 to Mar 5, 2026
- Discretionary RAUM · $844M to $1.2BOct 16, 2025 to Mar 5, 2026
- RAUM · $844M to $1.2BOct 16, 2025 to Mar 5, 2026
- Accounts · 20 to 47Mar 18, 2025 to Oct 16, 2025
- Financial planning clients · 0 to 0Mar 18, 2025 to Oct 16, 2025
- Discretionary RAUM · $58.4M to $844MMar 18, 2025 to Oct 16, 2025
- RAUM · $58.4M to $844MMar 18, 2025 to Oct 16, 2025
- Accounts · 18 to 20Jan 7, 2025 to Mar 18, 2025
- Discretionary RAUM · $35.1M to $58.4MJan 7, 2025 to Mar 18, 2025
- RAUM · $35.1M to $58.4MJan 7, 2025 to Mar 18, 2025
- Accounts · 11 to 18Mar 26, 2024 to Jan 7, 2025
- BD registered reps · 0 to 7Mar 26, 2024 to Jan 7, 2025
- Employees · 7 to 15Mar 26, 2024 to Jan 7, 2025
- State-registered IARs · 1 to 0Mar 26, 2024 to Jan 7, 2025
- Discretionary RAUM · $9.9M to $35.1MMar 26, 2024 to Jan 7, 2025
- RAUM · $9.9M to $35.1MMar 26, 2024 to Jan 7, 2025
- Accounts · 0 to 11Nov 7, 2023 to Mar 26, 2024
- Employees · 4 to 7Nov 7, 2023 to Mar 26, 2024
- State-registered IARs · 0 to 1Nov 7, 2023 to Mar 26, 2024
- Discretionary RAUM · $0 to $9.9MNov 7, 2023 to Mar 26, 2024
- RAUM · $0 to $9.9MNov 7, 2023 to Mar 26, 2024
Signals
6 dated events
- T••••• M••••••••• C•••••• L•• reported RAUM $1.2B, up 46% from $844.5M (2025-10-16 to 2026-03-05)Mar 5, 2026 · RAUM change · derived
- T••••• M••••••••• C•••••• L•• reported RAUM $844.5M, up 1345% from $58.4M (2025-03-18 to 2025-10-16)Oct 16, 2025 · RAUM change · derived
- Ashok Albert Moore (Cco) appeared on Schedule A of T••••• M••••••••• C•••••• L••Sep 14, 2023 · Control person joined · fact
- T•••• G•••• (General Counsel) appeared on Schedule A of T••••• M••••••••• C•••••• L••Jul 11, 2023 · Control person joined · fact
- Dobromuir Kamburov (Coo) appeared on Schedule A of T••••• M••••••••• C•••••• L••Jul 11, 2023 · Control person joined · fact
- T••••• M••••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Jun 18, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/96479966/admin/dashboardreportedpublic record, Form ADV, Sep 18, 2026
- Website
- t•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 6462061788reportedpublic record, Form ADV, Mar 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026