DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pcm Management Advisor, LLC
Latest filing Apr 9, 2026
First filing on the tape Jun 13, 2025 · 5 filings
SEC status approved since Jun 27, 2025
RAUM
$7.9B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
495
38 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
18
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$7.9B as of Apr 9, 2026
Jun 13, 2025$7.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 9, 2026
Jun 13, 20250 then
Employees (5.A)495 as of Apr 9, 2026
Jun 13, 202539 then
Private funds18 as of Apr 9, 2026
Jun 13, 202518 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $329MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.8B99%
- Corporations and businesses$83.7M1.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 24reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=true related_bank=true bd_reps=15.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Louis Martin Davidson · Chief Accounting Officercontrolsince 07/2025 · owns less than 5%
- Lill Cynthia Debevec · Chief Operating Officercontrolsince 07/2025 · owns less than 5%
- Jean-Baptiste Garcia · Vice Presidentcontrolsince 01/2026 · owns less than 5%
- Joann Roberta Harris · Chief Compliance Officercontrolsince 07/2025 · owns less than 5%
- Anthony Joseph Sass · Chief Financial Officercontrolsince 07/2025 · owns less than 5%
- David Mark Tupa Jr · General Counselcontrolsince 07/2025 · owns less than 5%
- James Matthew White · Vice Presidentcontrolsince 01/2026 · owns less than 5%
- Andrew Steven Willmann · Treasurercontrolsince 07/2025 · owns less than 5%
Entity owners
- Pcm Opco I, LLC · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 25 to 24Aug 18, 2025 to Mar 27, 2026
- Advisory employees · 23 to 38Aug 18, 2025 to Mar 27, 2026
- BD registered reps · 0 to 15Aug 18, 2025 to Mar 27, 2026
- Pooled vehicle clients · 24 to 23Aug 18, 2025 to Mar 27, 2026
- Employees · 39 to 495Aug 18, 2025 to Mar 27, 2026
- Other offices · 0 to 5Aug 18, 2025 to Mar 27, 2026
- Discretionary RAUM · $7.6B to $7.8BAug 18, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $55.9M to $83.7MAug 18, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $7.6B to $7.8BAug 18, 2025 to Mar 27, 2026
- RAUM · $7.6B to $7.9BAug 18, 2025 to Mar 27, 2026
- Related bank · false to trueAug 18, 2025 to Mar 27, 2026
- Related broker-dealer · false to trueAug 18, 2025 to Mar 27, 2026
- Financial planning clients · unset to Jun 13, 2025 to Jul 31, 2025
Signals
1 dated events
- Pcm Management Advisor, Llc reported 5 offices beyond its principal office, up from 0 (2025-08-18 to 2026-03-27)Mar 27, 2026 · Office count change · derived
Across DFX
shared identifiers only, never a name match
- PCM Management Advisor, LLC · Independent Sponsorsshared crd · capital_provider
- PCM Management Advisor, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/peppertree-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- TPG.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 440-528-0333reportedpublic record, Form ADV, Apr 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026