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Former SEC-registered adviser

M•••••• A••••• C•••••• P•••••••• L••

Former SEC-registered adviserLos Angeles, CaliforniaCRD 323969SEC 801-127985IAPD
Latest filing Sep 8, 2023
First filing on the tape Nov 2, 2022 · 3 filings
RAUM
$58.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$58.7M gross assets
History
3 filings and snapshots on the tape
RAUM: $58.7M
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 8, 2023
Nov 2, 20220 then
Employees (5.A)11 as of Sep 8, 2023
Nov 2, 202211 then
Private funds: 2
Practice profile
derived from the filing of Sep 8, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$29.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$3.4M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$58.7M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$3.4M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M•• I••••••••• R• F••• I• R••••••••• S•••Real Estate Fund$52.0M1Sep 8, 2023
      M•••••• A••••• C•••••• P••••••• V• L••Real Estate Fund$6.7M25Sep 8, 2023
      Owners and control persons
      Schedule A and B, latest filing
      • E••••• S•••••• P••• · Partnercontrol
        since 10/2022 · owns less than 5%
      • P••••••••• B•••• J••••• · Partner And Chief Compliance Officercontrol
        since 10/2022 · owns less than 5%
      • R•••••• J•••••• K••••••• · Managing Partner And Chief Executive Officercontrol
        since 08/2013 · owns 75% or more
      • R••••• M••••••••• N•• · Partnercontrol
        since 10/2022 · owns less than 5%
      Related persons
      Schedule D 7.A
      • M•• I••• I• L•• G• S•••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · unset to 2.0
        Apr 14, 2023 to Sep 8, 2023
      • Pooled vehicle clients · unset to 2.0
        Apr 14, 2023 to Sep 8, 2023
      • Assets in custody · unset to 3350000.0
        Apr 14, 2023 to Sep 8, 2023
      • Custody of client assets · false to true
        Apr 14, 2023 to Sep 8, 2023
      • Private funds · unset to 2
        Apr 14, 2023 to Sep 8, 2023
      • Discretionary RAUM · unset to 58700000.0
        Apr 14, 2023 to Sep 8, 2023
      • Non-discretionary RAUM · unset to 0.0
        Apr 14, 2023 to Sep 8, 2023
      • Pooled vehicle RAUM · unset to 58700000.0
        Apr 14, 2023 to Sep 8, 2023
      • RAUM · unset to 58700000.0
        Apr 14, 2023 to Sep 8, 2023
      Signals
      1 dated events
      • M•••••• A••••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)
        Nov 2, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      M•••••• A••••• C•••••• P•••••••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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