DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

P••••••• L••

Former SEC-registered adviserOak Ridge, North CarolinaCRD 323978SEC 801-127129IAPD
Latest filing Jan 15, 2024
First filing on the tape Dec 5, 2022 · 7 filings
RAUM
$17.8M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
92%
$16.4M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$17.8M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$17.8M as of Jan 15, 2024
Dec 5, 2022$0 then
HNW client RAUM$11.3M as of Jan 15, 2024
Jan 2, 2024$11.3M then
State-registered IARs (5.B.3)1 as of Jan 15, 2024
Dec 5, 20221 then
Employees (5.A)1 as of Jan 15, 2024
Dec 5, 20223 then
Private funds: no history
Practice profile
derived from the filing of Jan 15, 2024; every figure names its basis
RAUM per advisor
$17.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
31derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$162,189derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$11.3M64%
  • Individuals$5.1M28%
  • Corporations and businesses$1.1M6.2%
  • Pension and profit-sharing plans$312,7901.8%
Individual clients
25reported
HNW clients
6reported
Pension plan clients
1reported
Charitable clients
n/areported
Accounts
110reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
P•••••• D• H••••Certified Financial PlannerOak Ridge, NcMar 19, 202411 y3
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • H••••• P••••••• D• · Cco, Founder And Managing Membercontrol
      since 11/2022 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Advisory activities · 1 to 3
      Jan 2, 2024 to Jan 15, 2024
    • Accounts · 1 to 110
      Jul 21, 2023 to Jan 2, 2024
    • Advisory activities · 3 to 2
      Jul 21, 2023 to Jan 2, 2024
    • Corporate clients · unset to 1.0
      Jul 21, 2023 to Jan 2, 2024
    • HNW clients · unset to 6.0
      Jul 21, 2023 to Jan 2, 2024
    • Individual clients · unset to 25.0
      Jul 21, 2023 to Jan 2, 2024
    • Pension plan clients · unset to 1.0
      Jul 21, 2023 to Jan 2, 2024
    • Discretionary RAUM · $863,200 to $17.5M
      Jul 21, 2023 to Jan 2, 2024
    • HNW RAUM · unset to 11347656.0
      Jul 21, 2023 to Jan 2, 2024
    • Individual RAUM · unset to 5071004.0
      Jul 21, 2023 to Jan 2, 2024
    • Non-discretionary RAUM · $0 to $312,790
      Jul 21, 2023 to Jan 2, 2024
    • Pension RAUM · unset to 312790.0
      Jul 21, 2023 to Jan 2, 2024
    • RAUM · $863,200 to $17.8M
      Jul 21, 2023 to Jan 2, 2024
    • Advisory activities · 2 to 1
      Jan 2, 2024 to Jan 2, 2024
    • Advisory activities · 1 to 3
      Apr 10, 2023 to Jul 21, 2023
    • Employees · 2 to 1
      Apr 10, 2023 to Jul 21, 2023
    • Financial planning clients · unset to 0
      Apr 10, 2023 to Jul 21, 2023
    • State-registered IARs · 0 to 1
      Apr 10, 2023 to Jul 21, 2023
    • Discretionary RAUM · $200,000 to $863,200
      Apr 10, 2023 to Jul 21, 2023
    • RAUM · $200,000 to $863,200
      Apr 10, 2023 to Jul 21, 2023
    • Accounts · 0 to 1
      Dec 5, 2022 to Apr 10, 2023
    • Employees · 3 to 2
      Dec 5, 2022 to Apr 10, 2023
    • State-registered IARs · 1 to 0
      Dec 5, 2022 to Apr 10, 2023
    • Discretionary RAUM · $0 to $200,000
      Dec 5, 2022 to Apr 10, 2023
    • RAUM · $0 to $200,000
      Dec 5, 2022 to Apr 10, 2023
    Signals
    2 dated events
    • Roserio Peter Guarino (Chief Compliance Officer) no longer on Schedule A of P••••••• L•• (listed 2023-07-21, absent 2024-01-02)
      Jan 2, 2024 · Control person left · inference
    • P••••••• L•• filed its initial SEC registration (Form ADV)
      Dec 5, 2022 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/parablallcreportedpublic record, Form ADV, Sep 19, 2026
    Website
    parabla.ioreportedpublic record, Form ADV, Sep 19, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $17.8Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026