DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

V•••••• C•••••• P••••••• L••

Asset manager (funds and pooled vehicles)Miami, FloridaCRD 324032SEC 801-128066IAPD

Latest filing Jun 10, 2026

First filing on the tape Apr 28, 2023 · 9 filings

SEC status approved since May 26, 2023

RAUM

$172M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

RAUM$172M as of Jun 10, 2026

Mar 29, 2024$87.9M then

HNW client RAUM: no history

State-registered IARs (5.B.3)2 as of Jun 10, 2026

Mar 29, 20240 then

Employees (5.A)3 as of Jun 10, 2026

Mar 29, 20243 then

Private funds27 as of Jun 10, 2026

Mar 29, 202421 then

RAUM +51% over the last fiscal yearIARs 0 to 2offices 1 to 2

Practice profile

derived from the filing of Jun 10, 2026; every figure names its basis

RAUM per advisor: $86.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $6.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.5derivedItem 5.A over advisors
Advisors per office: 0.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year: +51%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$172M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 27reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

21 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
V•••••• O•••••• A••••••••• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• O••••••••• V•• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• C•••••• B••••••• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• O••••••••• X• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• P•••••••• I••••••••• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• O••••••••• I•• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• O••••••••• I• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• P•••••• B•• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• P•••••• L•••• O••••••••• F•••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• O••••••••• V••• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• O••••••••• X••• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• O••••••••• V• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• P•••••• C••••• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• O••••••••• I• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• O••••••••• X•• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• O••••••••• I• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• O••••••••• I• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• O••••••••• X• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• O••••••••• X•• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• O••••••••• V• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023
V•••••• O••••••••• X• S••••••••• P••••••••	Other Private Fund	$0	50	Apr 28, 2023

Owners and control persons

Schedule A and B, latest filing

G••••• A•••• N•• · Manager Partnercontrol
since 01/2018 · owns 25% to 50%
G•••••• N••••• N•• · Manager Partner & Chief Compliance Officercontrol
since 01/2018 · owns 25% to 50%
M•••••• D• V••••••• J•••• G•••••• · Manager Partnercontrol
since 01/2018 · owns 25% to 50%

Related persons

Schedule D 7.A

V•••••• C•••••• B••••••• L••
pooled vehicle sponsory
V•••••• C•••••• H•••••••
pooled vehicle sponsory
V•••••• C••••••• L••
investment advisernRAUM $631M
V•••••• I•••••••• S•••••••
real estatey
V•••••• O•• H•••••• I• • X••
pooled vehicle sponsory
V•••••• P•••••• L•••••• H••••••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

, 1 employees

ADV anomalies

2 against comparable advisers; where to look, not conclusions

many p•••••• funds relative to firm sizeStatic outlier · filing Jun 10, 2026
private funds per $1B of RAUM of 156.6 against a peer median of 20.7 (712 comparable advisers, 99.0th percentile, 10.4 robust deviations)
peers: asset managers, $100M to $500M (712) · 99% percentile
RAUM up 50 %Change between filings · filing Apr 15, 2026
RAUM (Item 5.F) moved from $114,231,279 to $172,466,704 (+51.0%) between the annual amendments of 2025-03-31 and 2026-04-15; the peer median change was +4.0% (1148 comparable advisers, 91.0th percentile of changes)
peers: asset managers, $100M to $500M (1,148) · 91% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 24 to 27
Mar 31, 2025 to Mar 26, 2026
Advisory employees · 5 to 2
Mar 31, 2025 to Mar 26, 2026
Pooled vehicle clients · 24 to 27
Mar 31, 2025 to Mar 26, 2026
Employees · 5 to 3
Mar 31, 2025 to Mar 26, 2026
State-registered IARs · 0 to 2
Mar 31, 2025 to Mar 26, 2026
Other offices · 1 to 2
Mar 31, 2025 to Mar 26, 2026
Private funds · 21 to 27
Mar 31, 2025 to Mar 26, 2026
Discretionary RAUM · $114M to $172M
Mar 31, 2025 to Mar 26, 2026
Pooled vehicle RAUM · $114M to $172M
Mar 31, 2025 to Mar 26, 2026
RAUM · $114M to $172M
Mar 31, 2025 to Mar 26, 2026
Accounts · 21 to 24
Mar 29, 2024 to Mar 31, 2025
Advisory employees · 3 to 5
Mar 29, 2024 to Mar 31, 2025
Pooled vehicle clients · 21 to 24
Mar 29, 2024 to Mar 31, 2025
Employees · 3 to 5
Mar 29, 2024 to Mar 31, 2025
Financial planning clients · unset to
Mar 29, 2024 to Mar 31, 2025
Discretionary RAUM · $87.9M to $114M
Mar 29, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $87.9M to $114M
Mar 29, 2024 to Mar 31, 2025
RAUM · $87.9M to $114M
Mar 29, 2024 to Mar 31, 2025
Accounts · 23 to 21
Jan 2, 2024 to Mar 29, 2024
Pooled vehicle clients · 23 to 21
Jan 2, 2024 to Mar 29, 2024
Private funds · 24 to 21
Jan 2, 2024 to Mar 29, 2024
Discretionary RAUM · $121M to $87.9M
Jan 2, 2024 to Mar 29, 2024
Pooled vehicle RAUM · $121M to $87.9M
Jan 2, 2024 to Mar 29, 2024
RAUM · $121M to $87.9M
Jan 2, 2024 to Mar 29, 2024
Accounts · 0 to 23
Jul 20, 2023 to Sep 20, 2023
Pooled vehicle clients · unset to 23.0
Jul 20, 2023 to Sep 20, 2023
Discretionary RAUM · $0 to $121M
Jul 20, 2023 to Sep 20, 2023
Pooled vehicle RAUM · unset to 121321689.0
Jul 20, 2023 to Sep 20, 2023
RAUM · $0 to $121M
Jul 20, 2023 to Sep 20, 2023
Private funds · 21 to 24
Apr 28, 2023 to Jul 20, 2023

Signals

1 dated events

V•••••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)
Apr 28, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

V•••••• C•••••• P••••••• L•• · Independent Sponsors
shared crd · capital_provider

How to reach

public business contact points only, each with its source

Principal office phone: 305-602-5725reportedpublic record, Form ADV, Jun 10, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026