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Former SEC-registered adviser

X•••••• C•••••• M••••••••• L•

Former SEC-registered adviserWellington, FloridaCRD 324041SEC 801-127023IAPD
Latest filing Mar 13, 2024
First filing on the tape Nov 10, 2022 · 4 filings
RAUM
$300M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$300M as of Mar 13, 2024
Mar 23, 2023$300M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 13, 2024
Mar 23, 20230 then
Employees (5.A)5 as of Mar 13, 2024
Mar 23, 20234 then
Private funds: no history
RAUM +0.0% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 13, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$300MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$300M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G••••••• M••• B••••••• · Chief Compliance Officercontrol
        since 01/2024 · owns less than 5%
      • L•••• H•••••• A••••• · Chief Investment Officercontrol
        since 08/2022 · owns 75% or more
      • L•••• H•••••• A••••• · Managing Membercontrol
        since 08/2022 · owns 75% or more of X•••••• C•••••• H••••••• L•••
      Entity owners
      • X•••••• C•••••• H••••••• L••• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Employees · 4 to 5
        Mar 23, 2023 to Mar 13, 2024
      • Advisory employees · 1 to 4
        Jan 18, 2023 to Mar 23, 2023
      • Employees · 2 to 4
        Jan 18, 2023 to Mar 23, 2023
      • Discretionary RAUM · $2 to $300M
        Jan 18, 2023 to Mar 23, 2023
      • Pooled vehicle RAUM · $2 to $300M
        Jan 18, 2023 to Mar 23, 2023
      • RAUM · $2 to $300M
        Jan 18, 2023 to Mar 23, 2023
      Signals
      5 dated events
      • Benjamin Max Glasser (Chief Compliance Officer) appeared on Schedule A of X•••••• C•••••• M••••••••• L•
        Mar 13, 2024 · Control person joined · fact
      • Esteban Fernandez (Chief Compliance Officer) no longer on Schedule A of X•••••• C•••••• M••••••••• L• (listed 2023-03-23, absent 2024-03-13)
        Mar 13, 2024 · Control person left · inference
      • Nmn Steve Tarrab (Chief Financial Officer & Chief Compliance Officer) no longer on Schedule A of X•••••• C•••••• M••••••••• L• (listed 2022-11-10, absent 2023-01-18)
        Jan 18, 2023 · Control person left · inference
      • Esteban Fernandez (Chief Compliance Officer) appeared on Schedule A of X•••••• C•••••• M••••••••• L•
        Jan 18, 2023 · Control person joined · fact
      • X•••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)
        Nov 10, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026