DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• P••••••• M••••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Apr 18, 2023 · 6 filings
SEC status approved since May 18, 2023
RAUM
$531M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$531M as of Mar 25, 2026
Mar 27, 2024$455M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 27, 20240 then
Employees (5.A)9 as of Mar 25, 2026
Mar 27, 20248 then
Private funds2 as of Mar 25, 2026
Mar 27, 20242 then
RAUM +5.6% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $266MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$531M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••• P••••••• F••• L• | Private Equity Fund | $384M | 93 | Nov 9, 2022 |
| C•••• P••••••• F••• B• L• | Private Equity Fund | $70.6M | 63 | Nov 9, 2022 |
Owners and control persons
Schedule A and B, latest filing
- E••••• M••••••• B•••••• · Founding Partner & Membercontrolsince 10/2022 · owns 25% to 50%
- H•••••• H• H•••• · Founding Partner & Membercontrolsince 10/2022 · owns 50% to 75%
- M••••• D•••• F•••• · Chief Compliance Officercontrolsince 10/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 6Mar 28, 2025 to Mar 25, 2026
- Employees · 8 to 9Mar 28, 2025 to Mar 25, 2026
- Discretionary RAUM · $503M to $531MMar 28, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $503M to $531MMar 28, 2025 to Mar 25, 2026
- RAUM · $503M to $531MMar 28, 2025 to Mar 25, 2026
- Financial planning clients · unset to May 10, 2024 to Mar 28, 2025
- Discretionary RAUM · $455M to $503MMay 10, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $455M to $503MMay 10, 2024 to Mar 28, 2025
- RAUM · $455M to $503MMay 10, 2024 to Mar 28, 2025
- Advisory employees · 4 to 5Sep 7, 2023 to Mar 27, 2024
- Employees · 6 to 8Sep 7, 2023 to Mar 27, 2024
- Discretionary RAUM · $326M to $455MSep 7, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $326M to $455MSep 7, 2023 to Mar 27, 2024
- RAUM · $326M to $455MSep 7, 2023 to Mar 27, 2024
- Private funds · 4 to 2Apr 18, 2023 to Sep 7, 2023
Signals
2 dated events
- C•••• P••••••• M••••••••• L•• reported RAUM $454.8M, up 40% from $325.8M (2023-09-07 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- C•••• P••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 18, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••• P••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C•••• P••••••• M••••••••• L•• · Private Equityshared crd · organization
- C•••• P••••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cap91-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- cap91.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 804-525-9249reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026