DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• P•••••• W•••••• L••
Latest filing Mar 31, 2026
First filing on the tape May 31, 2023 · 12 filings
SEC status approved since Oct 13, 2023
RAUM
$272M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$265M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$68.0M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$272M as of Mar 31, 2026
Mar 27, 2024$111M then
HNW client RAUM$237M as of Mar 31, 2026
Mar 27, 2024$94.6M then
State-registered IARs (5.B.3)4 as of Mar 31, 2026
Mar 27, 20243 then
Employees (5.A)4 as of Mar 31, 2026
Mar 27, 20243 then
Private funds: no history
RAUM +21% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $68.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $397,786derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $62.8M, 55 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$237M87%
- Individuals$28.5M10%
- Charitable organizations$6.4M2.3%
- Corporations and businesses$218,8720.1%
- Individual clients
- 89reported
- HNW clients
- 87reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 684reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $62.8M for 55 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••• D••••• S•••••••Certified Financial Planner | Newtown, Ct | Jul 10, 2023 | 22 y | 3 |
| L•••• G••• P•••• | Philadelphia, Pa | Jul 14, 2023 | 10 y | 1 |
| J••• E••••• F•••••• | Philadelphia, Pa | Jul 17, 2023 | 24 y | 2 |
| C•••• J••••• R••Personal Financial Specialist | Philadelphia, Pa | Dec 5, 2024 | 29 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••• J••••• R•• from R• W••••• A•••••••• L••Dec 5, 2024 · Other
- J••• E••••• F•••••• from B•••••••• F•••••••• S•••••••••Jul 17, 2023 · Other
- L•••• G••• P•••• from C••••• A•••••••Jul 14, 2023 · Other
- N••• D••••• S••••••• from B•••••••• F•••••••• S•••••••••Jul 10, 2023 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••• L••••• G••• · Managing Member & Chief Compliance Officercontrolsince 11/2022 · owns less than 5%
- S•••••••• N•••• D••••• · Managing Membercontrolsince 11/2022 · owns less than 5%
- P••••• L••••• G••• · Ownercontrolsince 11/2022 · owns 75% or more of M•• L••• L••
- S•••••••• N•••• D••••• · Ownercontrolsince 11/2022 · owns 75% or more of M•• N••• L••
Entity owners
- M•• L••• L•• · Direct Ownerdirect · owns 50% to 75%
- M•• N••• L•• · Direct Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- Y••••• A•••••• N••••••• L••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Philadelphia, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Newtown, CT1 employees
What changed
consecutive filings, newest first
- Accounts · 712 to 684Jul 8, 2025 to Mar 31, 2026
- HNW clients · 85 to 87Jul 8, 2025 to Mar 31, 2026
- Individual clients · 74 to 89Jul 8, 2025 to Mar 31, 2026
- Assets in custody · $51.2M to $62.8MJul 8, 2025 to Mar 31, 2026
- Discretionary RAUM · $218M to $266MJul 8, 2025 to Mar 31, 2026
- HNW RAUM · $197M to $237MJul 8, 2025 to Mar 31, 2026
- Individual RAUM · $17.0M to $28.5MJul 8, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $7.3M to $5.9MJul 8, 2025 to Mar 31, 2026
- Pension RAUM · 2357905.0 to unsetJul 8, 2025 to Mar 31, 2026
- RAUM · $226M to $272MJul 8, 2025 to Mar 31, 2026
- Financial planning clients · 101-250 to 101-250Mar 31, 2025 to Jul 8, 2025
- Accounts · 375 to 712Jan 6, 2025 to Mar 31, 2025
- Advisory employees · 3 to 4Jan 6, 2025 to Mar 31, 2025
- HNW clients · 51 to 85Jan 6, 2025 to Mar 31, 2025
- Individual clients · 43 to 74Jan 6, 2025 to Mar 31, 2025
- Assets in custody · $27.3M to $51.2MJan 6, 2025 to Mar 31, 2025
- Employees · 3 to 4Jan 6, 2025 to Mar 31, 2025
- Insurance-licensed employees · 3 to 0Jan 6, 2025 to Mar 31, 2025
- Financial planning clients · 51-100 to 101-250Jan 6, 2025 to Mar 31, 2025
- State-registered IARs · 3 to 4Jan 6, 2025 to Mar 31, 2025
- Other offices · 1 to 2Jan 6, 2025 to Mar 31, 2025
- Discretionary RAUM · $110M to $218MJan 6, 2025 to Mar 31, 2025
- HNW RAUM · $94.6M to $197MJan 6, 2025 to Mar 31, 2025
- Individual RAUM · $13.5M to $17.0MJan 6, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $617,597 to $7.3MJan 6, 2025 to Mar 31, 2025
- Pension RAUM · unset to 2357905.0Jan 6, 2025 to Mar 31, 2025
- RAUM · $111M to $226MJan 6, 2025 to Mar 31, 2025
- Related insurance company · false to trueJan 6, 2025 to Mar 31, 2025
- Accounts · 360 to 375Oct 10, 2023 to Mar 27, 2024
- HNW clients · 49 to 51Oct 10, 2023 to Mar 27, 2024
- Individual clients · 41 to 43Oct 10, 2023 to Mar 27, 2024
- Assets in custody · $25.3M to $27.3MOct 10, 2023 to Mar 27, 2024
- Discretionary RAUM · $101M to $110MOct 10, 2023 to Mar 27, 2024
- HNW RAUM · $88.0M to $94.6MOct 10, 2023 to Mar 27, 2024
- Individual RAUM · $12.1M to $13.5MOct 10, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $470,023 to $617,597Oct 10, 2023 to Mar 27, 2024
- RAUM · $102M to $111MOct 10, 2023 to Mar 27, 2024
- Accounts · 0 to 360Jul 7, 2023 to Oct 10, 2023
- HNW clients · unset to 49.0Jul 7, 2023 to Oct 10, 2023
- Individual clients · unset to 41.0Jul 7, 2023 to Oct 10, 2023
Signals
2 dated events
- M••••••• P•••••• W•••••• L•• reported RAUM $225.7M, up 104% from $110.7M (2025-01-06 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- M••••••• P•••••• W•••••• L•• filed its initial SEC registration (Form ADV)May 31, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 412-227-9007reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 203-204-6226reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 215-764-5447reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/magnolia-private-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 5714771375reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026