DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••••• I••••••••• M••••••••• L••
Latest filing May 19, 2026
First filing on the tape Nov 8, 2022 · 8 filings
SEC status approved since Dec 8, 2022
RAUM
$128M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$128M as of May 19, 2026
Mar 31, 2023$148M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 19, 2026
Mar 31, 20230 then
Employees (5.A)4 as of May 19, 2026
Mar 31, 20233 then
Private funds6 as of May 19, 2026
Mar 31, 20235 then
RAUM +7.1% over the last fiscal year-4.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 19, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $21.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$128M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•• • E•••••••• R• I• L•• | Real Estate Fund | $38.4M | 1 | Mar 30, 2021 |
| H•• • E•••••••• R• I• L•• | Real Estate Fund | $33.5M | 1 | Mar 31, 2023 |
| E•••••••• R••••• P••••••• I•• L•• | Real Estate Fund | $21.2M | 42 | Mar 30, 2022 |
| E•••••••• R••••• P••••••• I• L•• | Real Estate Fund | $15.0M | 37 | Mar 27, 2020 |
| E•••••••• R••••• P••••••• I• L•• | Real Estate Fund | $9.9M | 35 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- G••••• H••••••••• F•••• · Chief Compliance Officercontrolsince 10/2022 · owns less than 5%
- L•••••••• I•• R••••••• K••• · Chief Executive Officercontrolsince 10/2022 · owns less than 5%
- W•••••• J••••• F••••••• · Chief Investment Officercontrolsince 10/2022 · owns less than 5%
- L•••••••• I•• R••••••• K••• · M•••••controlsince 10/2022 · owns 50% to 75% of E•••••••• I••••••••• P••••••• L••
- W•••••• J••••• F••••••• · M•••••controlsince 10/2022 · owns 50% to 75% of E•••••••• I••••••••• P••••••• L••
Entity owners
- E•••••••• I••••••••• P••••••• L•• · Sole M•••••direct · owns 75% or more
Related persons
Schedule D 7.A
- E•••••••• R••••• I• L••pooled vehicle sponsorn
- E•••••••• R••••• I• L••pooled vehicle sponsorn
- E•••••••• R••••• I•• L••pooled vehicle sponsorn
- H•• • E•••••••• R• M••••••• M••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $126M to $128MMar 30, 2026 to May 19, 2026
- Pooled vehicle RAUM · $126M to $128MMar 30, 2026 to May 19, 2026
- RAUM · $126M to $128MMar 30, 2026 to May 19, 2026
- Accounts · 5 to 6Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 5 to 6Mar 31, 2025 to Mar 30, 2026
- Private funds · 5 to 6Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $119M to $126MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $119M to $126MMar 31, 2025 to Mar 30, 2026
- RAUM · $119M to $126MMar 31, 2025 to Mar 30, 2026
- Advisory employees · 2 to 3Mar 27, 2024 to Mar 31, 2025
- Employees · 3 to 4Mar 27, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $118M to $119MMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $118M to $119MMar 27, 2024 to Mar 31, 2025
- RAUM · $118M to $119MMar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $148M to $118MJun 27, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $148M to $118MJun 27, 2023 to Mar 27, 2024
- RAUM · $148M to $118MJun 27, 2023 to Mar 27, 2024
- Accounts · 0 to 5Dec 16, 2022 to Mar 31, 2023
- BD registered reps · 2 to 0Dec 16, 2022 to Mar 31, 2023
- Business name · S•••• E••• C•••••• M••••••••• L•• to E•••••••• I••••••••• M••••••••• L••Dec 16, 2022 to Mar 31, 2023
- Pooled vehicle clients · unset to 5.0Dec 16, 2022 to Mar 31, 2023
- Assets in custody · unset to 0.0Dec 16, 2022 to Mar 31, 2023
- Custody of client assets · false to trueDec 16, 2022 to Mar 31, 2023
- Legal name · S•••• E••• C•••••• M••••••••• L•• to E•••••••• I••••••••• M••••••••• L••Dec 16, 2022 to Mar 31, 2023
- Private funds · unset to 5Dec 16, 2022 to Mar 31, 2023
- Discretionary RAUM · $0 to $148MDec 16, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · unset to 147683396.0Dec 16, 2022 to Mar 31, 2023
- RAUM · $0 to $148MDec 16, 2022 to Mar 31, 2023
Signals
1 dated events
- S•••• E••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Nov 8, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/evolution-investment-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- e•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-615-5612reportedpublic record, Form ADV, May 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
E•••••••• I••••••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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