DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••••• C•••••• A••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Nov 21, 2022 · 12 filings
SEC status approved since Jan 3, 2023
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.6B as of Mar 30, 2026
Mar 15, 2023$843M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 15, 20230 then
Employees (5.A)7 as of Mar 30, 2026
Mar 15, 20238 then
Private funds7 as of Mar 30, 2026
Mar 15, 20239 then
RAUM n/a over the last fiscal year+23% a year over three
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $173MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.5B, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B97%
- Corporations and businesses$49.1M3.2%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5B for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.97 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••••••••• E• P••••••• I• L• | Private Equity Fund | $667M | 23 | Mar 30, 2020 |
| T••••••••• E• P••••••• | Private Equity Fund | $118M | 31 | Apr 1, 2019 |
| T••••••••• P•• P••••••• L•• | Private Equity Fund | $118M | 83 | Nov 21, 2022 |
| T••••••••• T••• P••••••• L• | Private Equity Fund | $19.2M | 21 | Mar 30, 2020 |
| T••••••••• S•••••• O••••••••• F••• I• L• | Private Equity Fund | $13.1M | 28 | Mar 30, 2022 |
| T••••••••• S•• P••••••• L•• | Private Equity Fund | $8.9M | 29 | Mar 30, 2022 |
| T••••••••• O•••••• P••••••• L•• | Private Equity Fund | $8.6M | 38 | Mar 30, 2018 |
| M••• A••••••••• I•• T••• L•• | Private Equity Fund | $3.0M | 24 | Mar 11, 2015 |
| T••••••••• D•••• P••••••• L•• | Private Equity Fund | $1.4M | 7 | Nov 21, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• G•••••• H•••• · Co-Founder, Managing Directorcontrolsince 09/2016 · owns 50% to 75%
- L••••••••• A•••••• P•••• · Chief Compliance Officercontrolsince 07/2022 · owns less than 5%
- M••••••• R•••• · Co-Founder, Managing Directorcontrolsince 09/2016 · owns 50% to 75%
Related persons
Schedule D 7.A
- T••••••••• D•••• M• L••pooled vehicle sponsory
- T••••••••• E• M• L••pooled vehicle sponsory
- T••••••••• O•••••• M• L••pooled vehicle sponsory
- T••••••••• P•• M• L••pooled vehicle sponsory
- T••••••••• S•• M• L••pooled vehicle sponsory
- T••••••••• S•• G• L••pooled vehicle sponsory
- T••••••••• T••• M• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 11 to 9Dec 12, 2025 to Mar 30, 2026
- Advisory employees · 5 to 6Dec 12, 2025 to Mar 30, 2026
- Pooled vehicle clients · 9 to 7Dec 12, 2025 to Mar 30, 2026
- Assets in custody · $1.2B to $1.5BDec 12, 2025 to Mar 30, 2026
- Private funds · 9 to 7Dec 12, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.3B to $1.6BDec 12, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.2B to $1.5BDec 12, 2025 to Mar 30, 2026
- RAUM · $1.3B to $1.6BDec 12, 2025 to Mar 30, 2026
- HQ city · NEW YORK to WEST PALM BEACHOct 15, 2025 to Dec 12, 2025
- HQ state · NY to FLOct 15, 2025 to Dec 12, 2025
- Other offices · 1 to 0Oct 15, 2025 to Dec 12, 2025
- Other offices · 0 to 1Jun 16, 2025 to Oct 15, 2025
- Financial planning clients · unset to May 1, 2025 to Jun 16, 2025
- Advisory employees · 6 to 5Apr 30, 2024 to May 1, 2025
- BD registered reps · 5 to 4Apr 30, 2024 to May 1, 2025
- Assets in custody · $958M to $1.2BApr 30, 2024 to May 1, 2025
- Employees · 9 to 7Apr 30, 2024 to May 1, 2025
- Discretionary RAUM · $1.0B to $1.3BApr 30, 2024 to May 1, 2025
- Pooled vehicle RAUM · $958M to $1.2BApr 30, 2024 to May 1, 2025
- RAUM · $1.0B to $1.3BApr 30, 2024 to May 1, 2025
- Related bank · true to falseApr 30, 2024 to May 1, 2025
- Assets in custody · $785M to $958MMay 1, 2023 to Mar 28, 2024
- Employees · 8 to 9May 1, 2023 to Mar 28, 2024
- Discretionary RAUM · $843M to $1.0BMay 1, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $785M to $958MMay 1, 2023 to Mar 28, 2024
- RAUM · $843M to $1.0BMay 1, 2023 to Mar 28, 2024
- Advisory employees · 7 to 6Dec 19, 2022 to Mar 15, 2023
- Assets in custody · $747M to $785MDec 19, 2022 to Mar 15, 2023
- Employees · 7 to 8Dec 19, 2022 to Mar 15, 2023
- Discretionary RAUM · $747M to $843MDec 19, 2022 to Mar 15, 2023
- Non-discretionary RAUM · $52.3M to $0Dec 19, 2022 to Mar 15, 2023
- Pooled vehicle RAUM · $747M to $785MDec 19, 2022 to Mar 15, 2023
- RAUM · $799M to $843MDec 19, 2022 to Mar 15, 2023
- Related adviser · true to falseDec 19, 2022 to Mar 15, 2023
- Related broker-dealer · true to falseDec 19, 2022 to Mar 15, 2023
Signals
3 dated events
- G Michael Benwitt (General Counsel And Chief Operating Officer, Cowen Investment Management) no longer on Schedule A of T••••••••• C•••••• A••••••• L•• (listed 2022-12-19, absent 2023-03-15)Mar 15, 2023 · Control person left · inference
- David James Ryan (Chief Financial Officer, Cowen Investment Management Llc) no longer on Schedule A of T••••••••• C•••••• A••••••• L•• (listed 2022-12-19, absent 2023-03-15)Mar 15, 2023 · Control person left · inference
- T••••••••• C•••••• A••••••• L•• filed its initial SEC registration (Form ADV)Nov 21, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T••••••••• C•••••• A••••••• L•• · Independent Sponsorsshared crd · capital_provider
- T••••••••• C•••••• A••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/triartisanreportedpublic record, Form ADV, Sep 19, 2026
- Website
- t•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (561) 295-3485reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026