DFX Intelligence

RIA Intelligence

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SEC-registered adviser

S•••••••• C•••••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 324248SEC 801-127041website IAPD

Latest filing Mar 30, 2026

First filing on the tape Nov 15, 2022 · 12 filings

SEC status approved since Dec 15, 2022

RAUM

$761M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

12 filings and snapshots on the tape

RAUM$761M as of Mar 30, 2026

Feb 2, 2023$194M then

HNW client RAUM: $0

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Feb 2, 20230 then

Employees (5.A)7 as of Mar 30, 2026

Feb 2, 20234 then

Private funds2 as of Mar 30, 2026

Feb 2, 20231 then

RAUM +22% over the last fiscal year+58% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $95.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +22%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $584M, 6 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$645M85%
Corporations and businesses$116M15%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 8reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $584M for 6 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.85 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S•••••••• C•••••• M••••• F••• L•	Hedge Fund	$126M	22	Feb 2, 2023

Owners and control persons

Schedule A and B, latest filing

G•••••••• R•••••• P•••• · Chief Financial Officercontrol
since 08/2023 · owns less than 5%
R•••• M•••••••• A••• · Chief Investment Officer And Managing Partnercontrol
since 09/2022 · owns 75% or more
T••• S•••• C••• · Chief Compliance Officer, Chief Operating Officer, And Managing Partnercontrol
since 09/2022 · owns 25% to 50%
R•••• M•••••••• A••• · Managing Membercontrol
since 09/2022 · owns 75% or more of S•••••••• C•••••• M••••••••• G• L••

Entity owners

S•••••••• C•••••• M••••••••• G• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

S•••••••• C•••••• G• L••
bankpooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 3 to 4
Apr 28, 2025 to Mar 30, 2026
Assets in custody · $399M to $584M
Apr 28, 2025 to Mar 30, 2026
Employees · 6 to 7
Apr 28, 2025 to Mar 30, 2026
Discretionary RAUM · $625M to $761M
Apr 28, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $437M to $645M
Apr 28, 2025 to Mar 30, 2026
RAUM · $625M to $761M
Apr 28, 2025 to Mar 30, 2026
Accounts · 5 to 8
Jan 2, 2025 to Apr 28, 2025
Pooled vehicle clients · 4 to 7
Jan 2, 2025 to Apr 28, 2025
Assets in custody · $126M to $399M
Jan 2, 2025 to Apr 28, 2025
Employees · 5 to 6
Jan 2, 2025 to Apr 28, 2025
Financial planning clients · unset to
Jan 2, 2025 to Apr 28, 2025
Private funds · 1 to 2
Jan 2, 2025 to Apr 28, 2025
Discretionary RAUM · $441M to $625M
Jan 2, 2025 to Apr 28, 2025
Pooled vehicle RAUM · $167M to $437M
Jan 2, 2025 to Apr 28, 2025
RAUM · $441M to $625M
Jan 2, 2025 to Apr 28, 2025
Advisory activities · 1 to 2
Jun 17, 2024 to Sep 27, 2024
Corporate clients · 1.0 to unset
Jun 17, 2024 to Sep 27, 2024
Related adviser · true to false
Jun 17, 2024 to Sep 27, 2024
Accounts · 4 to 5
May 8, 2024 to Jun 17, 2024
Pooled vehicle clients · 3 to 4
May 8, 2024 to Jun 17, 2024
Assets in custody · $64.8M to $126M
May 8, 2024 to Jun 17, 2024
Related adviser · false to true
May 8, 2024 to Jun 17, 2024
Assets in custody · $63.7M to $64.8M
Sep 13, 2023 to Mar 22, 2024
Employees · 6 to 5
Sep 13, 2023 to Mar 22, 2024
Discretionary RAUM · $264M to $441M
Sep 13, 2023 to Mar 22, 2024
Pooled vehicle RAUM · $93.7M to $167M
Sep 13, 2023 to Mar 22, 2024
RAUM · $264M to $441M
Sep 13, 2023 to Mar 22, 2024
Accounts · 5 to 4
Feb 2, 2023 to Sep 13, 2023
Advisory employees · 4 to 3
Feb 2, 2023 to Sep 13, 2023
Corporate clients · unset to 1.0
Feb 2, 2023 to Sep 13, 2023
HNW clients · 0.0 to unset
Feb 2, 2023 to Sep 13, 2023
Pooled vehicle clients · 4 to 3
Feb 2, 2023 to Sep 13, 2023
Assets in custody · $194M to $63.7M
Feb 2, 2023 to Sep 13, 2023
Employees · 4 to 6
Feb 2, 2023 to Sep 13, 2023
Discretionary RAUM · $194M to $264M
Feb 2, 2023 to Sep 13, 2023
HNW RAUM · 0.0 to unset
Feb 2, 2023 to Sep 13, 2023
Pooled vehicle RAUM · $194M to $93.7M
Feb 2, 2023 to Sep 13, 2023
RAUM · $194M to $264M
Feb 2, 2023 to Sep 13, 2023
Accounts · unset to 5.0
Nov 18, 2022 to Feb 2, 2023
Advisory employees · 2 to 4
Nov 18, 2022 to Feb 2, 2023

Signals

4 dated events

S•••••••• C•••••• L• reported RAUM $625.0M, up 42% from $440.9M (2025-01-02 to 2025-04-28)
Apr 28, 2025 · RAUM change · derived
S•••••••• C•••••• L• reported RAUM $440.9M, up 67% from $264.0M (2023-09-13 to 2024-03-22)
Mar 22, 2024 · RAUM change · derived
R••••• G••••••• (Cfo) appeared on Schedule A of S•••••••• C•••••• L•
Sep 13, 2023 · Control person joined · fact
S•••••••• C•••••• L• filed its initial SEC registration (Form ADV)
Nov 15, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/stempoint-capital-lpreportedpublic record, Form ADV, Sep 21, 2026
Website: s•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (212) 540-4099reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026