DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••••• I••••••••• M••••••••• L••
Latest filing Apr 20, 2026
First filing on the tape Sep 10, 2024 · 5 filings
SEC status approved since Oct 22, 2024
RAUM
$13B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
35
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$13B as of Apr 20, 2026
Mar 25, 2025$7.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 20, 2026
Mar 25, 20250 then
Employees (5.A)35 as of Apr 20, 2026
Mar 25, 202536 then
Private funds3 as of Apr 20, 2026
Mar 25, 20253 then
RAUM +69% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $794MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +69%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$12B98%
- Pension and profit-sharing plans$224M1.8%
- Charitable organizations$31.3M0.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 1reported
- Charitable clients
- 1reported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.98 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••••••• A••••••••• I••••••••• M••••• F••• I••• • L••••••• I••••••••• M••••• F••• | Hedge Fund | $654M | 7 | May 3, 2024 |
| L••••••• O••••••••• F••• I• L• | Private Equity Fund | $206M | 7 | May 14, 2023 |
| L••••••• O••••••• L••••••••• M••••• F••• L• | Hedge Fund | $129M | 5 | Sep 10, 2024 |
| L••••••• O••••••• C••••••••• L••• M••••• F••• L• | Hedge Fund | $39.2M | 5 | Sep 10, 2024 |
Owners and control persons
Schedule A and B, latest filing
- F••••• M•••••• M••••••• · Chief Compliance Officercontrolsince 08/2024 · owns less than 5%
- H•• B•• M••• H•••• · Chief Operating Officercontrolsince 06/2024 · owns less than 5%
- V••••••• E••••• · Chief Executive Officercontrolsince 07/2021 · owns less than 5%
- E•••••• J•••• P••••• · Majority Shareholdercontrolsince 05/2003 · owns 50% to 75% of D••••••• S•••••• S•••••••
Entity owners
- L••••••• I••••••••• M••••••••• ••• L•••••• · Majority Shareholderdirect · owns 75% or more
- D••••••• S•••••• S••••••• · Shareholderindirect · owns 25% to 50% of G••••••• A•••••• B•••
- E••• N••• · Sole Ownerindirect · owns 75% or more of E••• I••••••••• L•••••• · public reporting company
- E••• N••• · Sole Ownerindirect · owns 75% or more of L••••••• I••••••••• M••••••••• ••• L•••••• · public reporting company
- G••••••• A•••••• B••• · Majority Shareholderindirect · owns 75% or more of E••• N•••
- E••• I••••••••• L•••••• · Shareholderdirect · owns less than 5%
Related persons
Schedule D 7.A
- L••••••• C•••••••• G• I• L••••••pooled vehicle sponsory
- L••••••• M••••• F••• I• G•• L•pooled vehicle sponsorn
- L••••••• M••••• F••• I• U••• L••pooled vehicle sponsorn
- L••••••• O••••••• C••••••••• L••• M••••• F••• G• L••••••pooled vehicle sponsory
- L••••••• O••••••• C••••••••• L••• U• F••• G• L••••••pooled vehicle sponsory
- L••••••• O••••••• L••••••••• M••••• F••• G• L••••••pooled vehicle sponsory
- L••••••• O••••••• L••••••••• U• F••• G• L••••••pooled vehicle sponsory
- L••••••• O••••••••• G• L••••••pooled vehicle sponsory
- L••••••• U• L••investment adviseryRAUM $2.0B
Advisers that list L••••••• I••••••••• M••••••••• L•• as a related person
- 328113 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 20, 2026RAUM (Item 5.F) moved from $7,497,461,165 to $12,707,822,976 (+69.0%) between the annual amendments of 2025-03-25 and 2026-04-20; the peer median change was +13.0% (631 comparable advisers, 90.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 90% percentile
What changed
consecutive filings, newest first
- Accounts · 13 to 16Mar 25, 2025 to Mar 30, 2026
- Advisory employees · 16 to 14Mar 25, 2025 to Mar 30, 2026
- Advisory activities · 1 to 2Mar 25, 2025 to Mar 30, 2026
- Charity clients · unset to 1.0Mar 25, 2025 to Mar 30, 2026
- Pension plan clients · unset to 1.0Mar 25, 2025 to Mar 30, 2026
- Pooled vehicle clients · 13 to 14Mar 25, 2025 to Mar 30, 2026
- Employees · 36 to 35Mar 25, 2025 to Mar 30, 2026
- Discretionary RAUM · $7.5B to $13BMar 25, 2025 to Mar 30, 2026
- Pension RAUM · unset to 223827151.0Mar 25, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $7.5B to $12BMar 25, 2025 to Mar 30, 2026
- RAUM · $7.5B to $13BMar 25, 2025 to Mar 30, 2026
- Accounts · 12 to 13Oct 16, 2024 to Mar 25, 2025
- Advisory employees · 12 to 16Oct 16, 2024 to Mar 25, 2025
- Pooled vehicle clients · 12 to 13Oct 16, 2024 to Mar 25, 2025
- Employees · 34 to 36Oct 16, 2024 to Mar 25, 2025
- Financial planning clients · unset to Oct 16, 2024 to Mar 25, 2025
- HQ state · unset to Oct 16, 2024 to Mar 25, 2025
- Private funds · 4 to 3Oct 16, 2024 to Mar 25, 2025
- Discretionary RAUM · $6.6B to $7.5BOct 16, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $6.6B to $7.5BOct 16, 2024 to Mar 25, 2025
- RAUM · $6.6B to $7.5BOct 16, 2024 to Mar 25, 2025
- Private funds · 8 to 4Sep 10, 2024 to Oct 16, 2024
Signals
3 dated events
- L••••••• I••••••••• M••••••••• L•• reported RAUM $12.7B, up 69% from $7.5B (2025-03-25 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Liam Innes Harding (Co-Chief Operating Officer) no longer on Schedule A of L••••••• I••••••••• M••••••••• L•• (listed 2024-09-10, absent 2024-10-16)Oct 16, 2024 · Control person left · inference
- L••••••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Sep 10, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L••••••• I••••••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- uk.linkedin.com/company/lingotto-investment-management-llpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- lingotto.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +44(0) 2039579252reportedpublic record, Form ADV, Apr 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026