DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••• C•••••• M••••••••• L••
Latest filing Aug 17, 2026
First filing on the tape Jan 4, 2023 · 12 filings
SEC status approved since Jul 12, 2023
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.8B as of Aug 17, 2026
Mar 18, 2024$354M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 17, 2026
Mar 18, 20240 then
Employees (5.A)15 as of Aug 17, 2026
Mar 18, 202413 then
Private funds2 as of Aug 17, 2026
Mar 18, 20242 then
RAUM +36% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $292MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.8B, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.8B for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••• L•• C••••• M••••• F•••• L• | Hedge Fund | $182M | 52 | Jun 22, 2023 |
| M•••• L••••• C••••• M••••• F•••• L• | Hedge Fund | $172M | 6 | Sep 29, 2023 |
Owners and control persons
Schedule A and B, latest filing
- A••••• D•••••• M••••• · Co-Chief Executive Officercontrolsince 12/2022 · owns less than 5%
- F•••••• J•••• R••••• · Co-Foundercontrolsince 12/2022 · owns less than 5%
- K••••••• M••••••• R••• · Co-Foundercontrolsince 12/2022 · owns less than 5%
- L••• D••••• P•••••• · Chief Compliance Officer & Chief Operating Officercontrolsince 12/2022 · owns less than 5%
- S••••••••• J•••••• D•••• · Co-Chief Executive Officercontrolsince 12/2022 · owns less than 5%
- A••••• D•••••• M••••• · Ownercontrolsince 06/2023 · owns 25% to 50% of M•••• C•••••• G•• L••
- A••••• D•••••• M••••• · Ownercontrolsince 12/2022 · owns 25% to 50% of M•••• C••••••• L•
- S••••••••• J•••••• D•••• · Ownercontrolsince 12/2022 · owns 25% to 50% of M•••• C••••••• L•
- S••••••••• J•••••• D•••• · Ownercontrolsince 12/2022 · owns 25% to 50% of M•••• C•••••• G•• L••
Entity owners
- M•••• C••••••• L• · Managing Memberdirect · owns 75% or more
- M•••• C•••••• G•• L•• · General Partnerindirect · owns F of M•••• C••••••• L•
Related persons
Schedule D 7.A
- M•••• L•• C••••• F••• G•• L••pooled vehicle sponsorn
- M•••• L••••• C••••• F••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 8 to 10May 20, 2025 to Mar 31, 2026
- Assets in custody · $1.3B to $1.8BMay 20, 2025 to Mar 31, 2026
- Employees · 14 to 15May 20, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.3B to $1.8BMay 20, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.3B to $1.8BMay 20, 2025 to Mar 31, 2026
- RAUM · $1.3B to $1.8BMay 20, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 20, 2025 to May 20, 2025
- Accounts · 5 to 6Dec 5, 2024 to Mar 20, 2025
- Pooled vehicle clients · 5 to 6Dec 5, 2024 to Mar 20, 2025
- Assets in custody · $354M to $1.3BDec 5, 2024 to Mar 20, 2025
- Employees · 13 to 14Dec 5, 2024 to Mar 20, 2025
- Discretionary RAUM · $354M to $1.3BDec 5, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $354M to $1.3BDec 5, 2024 to Mar 20, 2025
- RAUM · $354M to $1.3BDec 5, 2024 to Mar 20, 2025
- Accounts · 6 to 5Sep 29, 2023 to Mar 18, 2024
- Pooled vehicle clients · 6 to 5Sep 29, 2023 to Mar 18, 2024
- Assets in custody · $212M to $354MSep 29, 2023 to Mar 18, 2024
- Employees · 12 to 13Sep 29, 2023 to Mar 18, 2024
- Discretionary RAUM · $212M to $354MSep 29, 2023 to Mar 18, 2024
- Pooled vehicle RAUM · $212M to $354MSep 29, 2023 to Mar 18, 2024
- RAUM · $212M to $354MSep 29, 2023 to Mar 18, 2024
- Accounts · 3 to 6Jul 6, 2023 to Sep 29, 2023
- Pooled vehicle clients · 3 to 6Jul 6, 2023 to Sep 29, 2023
- Assets in custody · $102M to $212MJul 6, 2023 to Sep 29, 2023
- Private funds · 1 to 2Jul 6, 2023 to Sep 29, 2023
- Discretionary RAUM · $102M to $212MJul 6, 2023 to Sep 29, 2023
- Pooled vehicle RAUM · $102M to $212MJul 6, 2023 to Sep 29, 2023
- RAUM · $102M to $212MJul 6, 2023 to Sep 29, 2023
- Assets in custody · $90.8M to $102MJun 22, 2023 to Jul 6, 2023
- Discretionary RAUM · $90.8M to $102MJun 22, 2023 to Jul 6, 2023
- Pooled vehicle RAUM · $90.8M to $102MJun 22, 2023 to Jul 6, 2023
- RAUM · $90.8M to $102MJun 22, 2023 to Jul 6, 2023
- Accounts · unset to 3.0Feb 3, 2023 to Jun 22, 2023
- Advisory employees · 6 to 8Feb 3, 2023 to Jun 22, 2023
- Pooled vehicle clients · unset to 3.0Feb 3, 2023 to Jun 22, 2023
- Assets in custody · unset to 90800000.0Feb 3, 2023 to Jun 22, 2023
- Custody of client assets · false to trueFeb 3, 2023 to Jun 22, 2023
- Employees · 8 to 12Feb 3, 2023 to Jun 22, 2023
- Private funds · unset to 1Feb 3, 2023 to Jun 22, 2023
- Discretionary RAUM · unset to 90800000.0Feb 3, 2023 to Jun 22, 2023
Signals
5 dated events
- M•••• C•••••• M••••••••• L•• reported RAUM $1.8B, up 36% from $1.3B (2025-05-20 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- M•••• C•••••• M••••••••• L•• reported RAUM $1.3B, up 263% from $354.2M (2024-12-05 to 2025-03-20)Mar 20, 2025 · RAUM change · derived
- M•••• C•••••• M••••••••• L•• reported RAUM $354.2M, up 67% from $212.3M (2023-09-29 to 2024-03-18)Mar 18, 2024 · RAUM change · derived
- M•••• C•••••• M••••••••• L•• reported RAUM $212.3M, up 109% from $101.8M (2023-07-06 to 2023-09-29)Sep 29, 2023 · RAUM change · derived
- M•••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jan 4, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-803-4840reportedpublic record, Form ADV, Aug 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026