DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Ivy Evergreen, LLC

Asset manager (funds and pooled vehicles)Charleston, South CarolinaCRD 324430SEC 801-133962websiteIAPD
Latest filing May 29, 2026
First filing on the tape Jun 25, 2025 · 3 filings
SEC status approved since Jul 25, 2025
RAUM
$155M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$155M as of May 29, 2026
Jun 25, 2025$166M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 29, 2026
Jun 25, 20250 then
Employees (5.A)13 as of May 29, 2026
Jun 25, 202517 then
Private funds4 as of May 29, 2026
Jun 25, 20254 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 29, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$38.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$155M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$155M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$155M for 4 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Ivy Credit Opportunities Fund LPPrivate Equity Fund$100M90Aug 14, 2023
      Ivy Evergreen Fund, LPHedge Fund$37.0M8Aug 14, 2023
      Ivy Evergreen Fund Qp, LPHedge Fund$6.2M62Aug 14, 2023
      Owners and control persons
      Schedule A and B, latest filing
      • C.H. John Hooff · Member And Manager And Chief Financial Officercontrol
        since 10/2022 · owns 25% to 50%
      • Carlyle John Hooff · Member And Managercontrol
        since 10/2022 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 6 to 5
        Jun 25, 2025 to Mar 23, 2026
      • Assets in custody · $166M to $155M
        Jun 25, 2025 to Mar 23, 2026
      • Employees · 17 to 13
        Jun 25, 2025 to Mar 23, 2026
      • Discretionary RAUM · $166M to $155M
        Jun 25, 2025 to Mar 23, 2026
      • Pooled vehicle RAUM · $166M to $155M
        Jun 25, 2025 to Mar 23, 2026
      • RAUM · $166M to $155M
        Jun 25, 2025 to Mar 23, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/ivyassetgroupreportedpublic record, Form ADV, Sep 17, 2026
      Website
      ivyassetgroup.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      843-606-6014reportedpublic record, Form ADV, May 29, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026