DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

V•••••• G••••• M••••••••• L•••

Former SEC-registered adviserBoston, MassachusettsCRD 324431SEC 801-130944IAPD
Latest filing Jul 19, 2024
First filing on the tape Jul 19, 2024 · 1 filings
RAUM
$217M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
72%
$157M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$5.6M gross assets
History
1 filings and snapshots on the tape
RAUM: $217M
HNW client RAUM: $157M
State-registered IARs (5.B.3): 0
Employees (5.A): 19
Private funds: 2
Practice profile
derived from the filing of Jul 19, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.6MderivedHNW RAUM over HNW clients
Average account
$108MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$157M72%
  • Pooled investment vehicles$60.0M28%
Individual clients
0reported
HNW clients
100reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      V•••••• G••••• F••• I• L•••Venture Capital Fund$212M75Dec 16, 2022
      V•••••• G••••• E••••••••• F••• I• L•••Venture Capital Fund$4.6M20Jul 19, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • D••••• N••••• · Chief Compliance Officercontrol
        since 11/2022 · owns less than 5%
      • N••• J• B••••••• H•••••• · Managing Partnercontrol
        since 11/2022 · owns 75% or more
      Related persons
      Schedule D 7.A
      • V•••••• G••••• G• I• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      1 dated events
      • V•••••• G••••• M••••••••• L••• filed its initial SEC registration (Form ADV)
        Jul 19, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      ventureguides.comreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026