DFX Intelligence
RIA Intelligence
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SEC-registered adviser
P••••••••• A••••••••• ••• L••
Latest filing Jun 23, 2026
First filing on the tape Dec 16, 2022 · 14 filings
SEC status approved since Jan 13, 2023
RAUM
$210M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$210M as of Jun 23, 2026
May 10, 2024$156M then
HNW client RAUM$0 as of Jun 23, 2026
May 10, 2024$0 then
State-registered IARs (5.B.3)0 as of Jun 23, 2026
May 10, 20240 then
Employees (5.A)5 as of Jun 23, 2026
May 10, 20245 then
Private funds1 as of Jun 23, 2026
May 10, 20241 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $105MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $145M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$145M69%
- Other investment advisers$65.8M31%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $145M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••••••• A••••••••• M••••• F••• S••• S••••••••• | Hedge Fund | $67.4M | 4 | May 10, 2024 |
Owners and control persons
Schedule A and B, latest filing
- G••••• I••••••• D•••••••• · Managing Partner, Chief Investment Officer, General Partnercontrolsince 01/2022 · owns less than 5%
- H••••••• S•••• · Chief Compliance Officer, Partnercontrolsince 07/2023 · owns less than 5%
- L••••• R••••••• M••• · Partnercontrolsince 08/2022 · owns less than 5%
- T•••••• M••••• W•••••• V•••••• · Partnercontrolsince 08/2022 · owns less than 5%
- G••••• I••••••• D•••••••• · Shareholdercontrolsince 12/2021 · owns 75% or more of P••••••••• A•••••••••
Entity owners
- P••••••••• A••••••••• L•••••• · General Partnerdirect · owns 75% or more
- P••••••••• A••••••••• · Shareholderindirect · owns 75% or more of P••••••••• A••••••••• L••••••
Related persons
Schedule D 7.A
- P••••••••• A••••••••• F••• ••••••••• G• L••••••pooled vehicle sponsorn
- P••••••••• A••••••••• F••• G• L••••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 4Jun 25, 2025 to Jun 23, 2026
- Assets in custody · $81.8M to $145MJun 25, 2025 to Jun 23, 2026
- Employees · 6 to 5Jun 25, 2025 to Jun 23, 2026
- Discretionary RAUM · $178M to $210MJun 25, 2025 to Jun 23, 2026
- Pooled vehicle RAUM · $81.8M to $145MJun 25, 2025 to Jun 23, 2026
- RAUM · $178M to $210MJun 25, 2025 to Jun 23, 2026
- Advisory employees · 4 to 5Nov 7, 2024 to Jun 25, 2025
- Assets in custody · $67.4M to $81.8MNov 7, 2024 to Jun 25, 2025
- Employees · 5 to 6Nov 7, 2024 to Jun 25, 2025
- Financial planning clients · unset to Nov 7, 2024 to Jun 25, 2025
- HQ state · unset to Nov 7, 2024 to Jun 25, 2025
- Discretionary RAUM · $156M to $178MNov 7, 2024 to Jun 25, 2025
- Pooled vehicle RAUM · $67.4M to $81.8MNov 7, 2024 to Jun 25, 2025
- RAUM · $156M to $178MNov 7, 2024 to Jun 25, 2025
- Accounts · unset to 2.0Feb 14, 2024 to May 10, 2024
- Advisory employees · 3 to 4Feb 14, 2024 to May 10, 2024
- Pooled vehicle clients · 0 to 1Feb 14, 2024 to May 10, 2024
- Assets in custody · $50.0M to $67.4MFeb 14, 2024 to May 10, 2024
- Employees · 4 to 5Feb 14, 2024 to May 10, 2024
- Private funds · unset to 1Feb 14, 2024 to May 10, 2024
- Discretionary RAUM · unset to 156043659.0Feb 14, 2024 to May 10, 2024
- Non-discretionary RAUM · unset to 0.0Feb 14, 2024 to May 10, 2024
- Pooled vehicle RAUM · $0 to $67.4MFeb 14, 2024 to May 10, 2024
- RAUM · unset to 156043659.0Feb 14, 2024 to May 10, 2024
- Assets in custody · unset to 50000000.0Jul 18, 2023 to Sep 26, 2023
- Custody of client assets · false to trueJul 18, 2023 to Sep 26, 2023
Signals
3 dated events
- J••••••• S••••• (Chief Compliance Officer, Partner) no longer on Schedule A of P••••••••• A••••••••• ••• L•• (listed 2023-06-15, absent 2023-07-18)Jul 18, 2023 · Control person left · inference
- S•••• H•••••• (Chief Compliance Officer, Partner) appeared on Schedule A of P••••••••• A••••••••• ••• L••Jul 18, 2023 · Control person joined · fact
- P••••••••• A••••••••• ••• L•• filed its initial SEC registration (Form ADV)Dec 16, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pearlstone-alternative/aboutreportedpublic record, Form ADV, Sep 21, 2026
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 0203 148 2262reportedpublic record, Form ADV, Jun 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026