DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••• C•••••••••
Latest filing Mar 30, 2026
First filing on the tape Mar 1, 2023 · 4 filings
SEC status approved since Mar 31, 2023
RAUM
$3.7B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$3.7B as of Mar 30, 2026
Mar 28, 2024$534M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20240 then
Employees (5.A)14 as of Mar 30, 2026
Mar 28, 20247 then
Private funds: no history
RAUM +390% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $734MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +390%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Banks and thrifts$2.8B77%
- Other investment advisers$836M23%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=0.23 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• P••••• F•••••• · President And Ccocontrolsince 09/2019 · owns 10% to 25%
- D••••••• A••••••••• R•••••• · Chief Executive Officercontrolsince 09/2013 · owns 25% to 50%
- G••••• D••••• G••••• · Head Of Business Developmentsince 06/2017 · owns 5% to 10%
Entity owners
- F•••••• C•••••• C••••••••• · Shareholderdirect · owns 5% to 10%
- N••••••• T•••• C••••••••• · Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 30, 2026discretionary share of RAUM of 0% against a peer median of 100% (247 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: other advisers, $1B to $5B (247) · 0.0% percentile
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $749,080,000 to $3,668,756,297 (+390.0%) between the annual amendments of 2025-03-27 and 2026-03-30; the peer median change was +11.0% (231 comparable advisers, 99.0th percentile of changes)peers: other advisers, $1B to $5B (231) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 3 to 5Mar 27, 2025 to Mar 30, 2026
- Employees · 9 to 14Mar 27, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $749M to $3.7BMar 27, 2025 to Mar 30, 2026
- RAUM · $749M to $3.7BMar 27, 2025 to Mar 30, 2026
- Advisory employees · 3 to 4Mar 28, 2024 to Mar 27, 2025
- Employees · 7 to 9Mar 28, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $534M to $749MMar 28, 2024 to Mar 27, 2025
- RAUM · $534M to $749MMar 28, 2024 to Mar 27, 2025
- Accounts · 2 to 3Mar 1, 2023 to Mar 28, 2024
- Employees · 6 to 7Mar 1, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $328M to $534MMar 1, 2023 to Mar 28, 2024
- RAUM · $328M to $534MMar 1, 2023 to Mar 28, 2024
Signals
4 dated events
- L••••• C••••••••• reported RAUM $3.7B, up 390% from $749.1M (2025-03-27 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- L••••• C••••••••• reported RAUM $749.1M, up 40% from $534.2M (2024-03-28 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- L••••• C••••••••• reported RAUM $534.2M, up 63% from $327.7M (2023-03-01 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- L••••• C••••••••• filed its initial SEC registration (Form ADV)Mar 1, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lumint-currency-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- l•••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 857-222-8131reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026