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SEC-registered adviser

C•••••• P•••••••• I•••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 324459SEC 801-127205IAPD
Latest filing Mar 27, 2026
First filing on the tape Dec 19, 2022 · 9 filings
SEC status approved since Jan 18, 2023
RAUM
$10B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$10B as of Mar 27, 2026
Mar 27, 2024$5.9B then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 27, 20240 then
Employees (5.A)14 as of Mar 27, 2026
Mar 27, 202410 then
Private funds: no history
RAUM +89% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$931MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+89%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$10B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
11reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• P•••••••• K••• · Shareholdercontrol
        since 11/2021 · owns 25% to 50%
      • C•••••••• C••••••••• J••• · President, Director And Shareholdercontrol
        since 11/2021 · owns 25% to 50%
      • F••••••••• S•••••• P••••• · Shareholdercontrol
        since 01/2009 · owns 75% or more of F• H••••••• L••••••
      • S••••••••• A•••• S••••••• · Chief Compliance Officer
        since 04/2024 · owns less than 5%
      Entity owners
      • F• C•••••• L•••••• · Shareholder
        direct · owns 25% to 50%
      • F• H••••••• L•••••• · Shareholder
        indirect · owns 75% or more of F• C•••••• L••••••
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      3 against comparable advisers; where to look, not conclusions
      • low discretionary shareStatic outlier · filing Mar 27, 2026
        discretionary share of RAUM of 0% against a peer median of 100% (684 comparable advisers, 0.0th percentile, 33.7 robust deviations)
        peers: asset managers, $5B to $20B (684) · 0.0% percentile
      • custody status changedChange between filings · filing Mar 27, 2026
        custody of client assets (Item 9.A): yes on the filing of 2025-03-31, no on the filing of 2026-03-27
        peers: asset managers, $5B to $20B (684)
      • RAUM up 50 %Change between filings · filing Mar 27, 2026
        RAUM (Item 5.F) moved from $5,422,991,704 to $10,246,424,438 (+89.0%) between the annual amendments of 2025-03-31 and 2026-03-27; the peer median change was +13.0% (631 comparable advisers, 94.0th percentile of changes)
        peers: asset managers, $5B to $20B (631) · 94% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 8 to 11
        Mar 31, 2025 to Mar 27, 2026
      • Advisory employees · 9 to 11
        Mar 31, 2025 to Mar 27, 2026
      • Pooled vehicle clients · 8 to 11
        Mar 31, 2025 to Mar 27, 2026
      • Custody of client assets · true to false
        Mar 31, 2025 to Mar 27, 2026
      • Employees · 12 to 14
        Mar 31, 2025 to Mar 27, 2026
      • Non-discretionary RAUM · $5.4B to $10B
        Mar 31, 2025 to Mar 27, 2026
      • Pooled vehicle RAUM · $5.4B to $10B
        Mar 31, 2025 to Mar 27, 2026
      • RAUM · $5.4B to $10B
        Mar 31, 2025 to Mar 27, 2026
      • Advisory employees · 8 to 9
        May 10, 2024 to Mar 31, 2025
      • Advisory activities · 1 to 2
        May 10, 2024 to Mar 31, 2025
      • Employees · 10 to 12
        May 10, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        May 10, 2024 to Mar 31, 2025
      • Non-discretionary RAUM · $5.9B to $5.4B
        May 10, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $5.9B to $5.4B
        May 10, 2024 to Mar 31, 2025
      • RAUM · $5.9B to $5.4B
        May 10, 2024 to Mar 31, 2025
      • Accounts · 3 to 8
        Mar 27, 2024 to May 10, 2024
      • Charity clients · 0.0 to unset
        Mar 27, 2024 to May 10, 2024
      • Corporate clients · 0.0 to unset
        Mar 27, 2024 to May 10, 2024
      • HNW clients · 0.0 to unset
        Mar 27, 2024 to May 10, 2024
      • Individual clients · 0.0 to unset
        Mar 27, 2024 to May 10, 2024
      • Pension plan clients · 0.0 to unset
        Mar 27, 2024 to May 10, 2024
      • Pooled vehicle clients · 3 to 8
        Mar 27, 2024 to May 10, 2024
      • Assets in custody · $3.4B to $0
        Mar 27, 2024 to May 10, 2024
      • HNW RAUM · 0.0 to unset
        Mar 27, 2024 to May 10, 2024
      • Individual RAUM · 0.0 to unset
        Mar 27, 2024 to May 10, 2024
      • Pension RAUM · 0.0 to unset
        Mar 27, 2024 to May 10, 2024
      • Advisory employees · 6 to 8
        Feb 14, 2024 to Mar 27, 2024
      • Assets in custody · $2.2B to $3.4B
        Feb 14, 2024 to Mar 27, 2024
      • Employees · 8 to 10
        Feb 14, 2024 to Mar 27, 2024
      • Non-discretionary RAUM · $5.4B to $5.9B
        Feb 14, 2024 to Mar 27, 2024
      • Pooled vehicle RAUM · $5.4B to $5.9B
        Feb 14, 2024 to Mar 27, 2024
      • RAUM · $5.4B to $5.9B
        Feb 14, 2024 to Mar 27, 2024
      • Accounts · unset to 3.0
        Dec 21, 2022 to May 17, 2023
      • Advisory employees · 0 to 6
        Dec 21, 2022 to May 17, 2023
      • Pooled vehicle clients · 0 to 3
        Dec 21, 2022 to May 17, 2023
      • Assets in custody · unset to 2211890467.0
        Dec 21, 2022 to May 17, 2023
      • Custody of client assets · false to true
        Dec 21, 2022 to May 17, 2023
      • Employees · 1 to 8
        Dec 21, 2022 to May 17, 2023
      • Discretionary RAUM · unset to 0.0
        Dec 21, 2022 to May 17, 2023
      • Non-discretionary RAUM · unset to 5376649418.0
        Dec 21, 2022 to May 17, 2023
      Signals
      5 dated events
      • C•••••• P•••••••• I••• reported RAUM $10.2B, up 89% from $5.4B (2025-03-31 to 2026-03-27)
        Mar 27, 2026 · RAUM change · derived
      • Cecilia Alexandra Lafrankie (Chief Compliance Officer) no longer on Schedule A of C•••••• P•••••••• I••• (listed 2024-03-27, absent 2024-05-10)
        May 10, 2024 · Control person left · inference
      • Verna Pisella (Chief Compliance Officer) no longer on Schedule A of C•••••• P•••••••• I••• (listed 2023-08-22, absent 2024-02-14)
        Feb 14, 2024 · Control person left · inference
      • Cecilia Alexandra Lafrankie (Chief Compliance Officer) appeared on Schedule A of C•••••• P•••••••• I•••
        Feb 14, 2024 · Control person joined · fact
      • C•••••• P•••••••• I••• filed its initial SEC registration (Form ADV)
        Dec 19, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      212-430-1400reportedpublic record, Form ADV, Mar 27, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026