DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J••••• A•••••••
Legal name J••••• A••••••• S•••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Aug 17, 2023 · 5 filings
SEC status approved since Sep 19, 2023
RAUM
$171M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$171M as of Mar 24, 2026
Mar 26, 2024$134M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 26, 20240 then
Employees (5.A)1 as of Mar 24, 2026
Mar 26, 20242 then
Private funds8 as of Mar 24, 2026
Mar 26, 20246 then
RAUM +58% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $21.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +58%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $108M, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$171M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $108M for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••• H••••••• L•••••• P••••••••• | Venture Capital Fund | $63.1M | 1 | Aug 17, 2023 |
| H••• H••••••• C••••••••• F••• | Venture Capital Fund | $30.5M | 1 | Aug 17, 2023 |
| H••• H••••••• F••• I•• L•• | Venture Capital Fund | $21.1M | 1 | Aug 17, 2023 |
| H••• H••••••• S•••••••• F•••• L•• | Venture Capital Fund | $10.5M | 1 | Aug 17, 2023 |
| A•••• C•••••• F••• I• L• | Venture Capital Fund | $8.4M | 1 | Mar 26, 2024 |
| A••• M•••••••• S•• 2••• A• S••••• O• C•••••• L•• | Other Private Fund | $738,000 | 1 | Mar 26, 2024 |
Owners and control persons
Schedule A and B, latest filing
- P•••••••• E•••••• · Founder, Chief Executive Officer And Chief Compliance Officercontrolsince 08/2023 · owns 75% or more
Related persons
Schedule D 7.A
- A•••• C•••••• P•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 24, 2026RAUM (Item 5.F) moved from $108,446,007 to $170,855,171 (+58.0%) between the annual amendments of 2025-03-31 and 2026-03-24; the peer median change was +4.0% (1147 comparable advisers, 93.0th percentile of changes)peers: asset managers, $100M to $500M (1,147) · 93% percentile
What changed
consecutive filings, newest first
- Employees · 2 to 1Nov 3, 2025 to Mar 24, 2026
- Discretionary RAUM · $108M to $171MNov 3, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $108M to $171MNov 3, 2025 to Mar 24, 2026
- RAUM · $108M to $171MNov 3, 2025 to Mar 24, 2026
- Accounts · 6 to 8Mar 26, 2024 to Mar 31, 2025
- Pooled vehicle clients · 6 to 8Mar 26, 2024 to Mar 31, 2025
- Assets in custody · $134M to $108MMar 26, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 31, 2025
- Private funds · 6 to 8Mar 26, 2024 to Mar 31, 2025
- Discretionary RAUM · $134M to $108MMar 26, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $134M to $108MMar 26, 2024 to Mar 31, 2025
- RAUM · $134M to $108MMar 26, 2024 to Mar 31, 2025
- Accounts · 4 to 6Aug 17, 2023 to Mar 26, 2024
- Pooled vehicle clients · 4 to 6Aug 17, 2023 to Mar 26, 2024
- Assets in custody · $125M to $134MAug 17, 2023 to Mar 26, 2024
- Employees · 1 to 2Aug 17, 2023 to Mar 26, 2024
- Private funds · 4 to 6Aug 17, 2023 to Mar 26, 2024
- Discretionary RAUM · $125M to $134MAug 17, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $125M to $134MAug 17, 2023 to Mar 26, 2024
- RAUM · $125M to $134MAug 17, 2023 to Mar 26, 2024
Signals
1 dated events
- J••••• A••••••• filed its initial SEC registration (Form ADV)Aug 17, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- J••••• A••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- josephadvisory.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 915-820-8082reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026