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Former SEC-registered adviserFormer SEC adviser· New York, New York

Former SEC-registered adviser, based in New York, New York, reporting $65.4M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$65.4M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-18%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 324487 · SEC 801-127539 · 10 filingsShow
CRD 324487SEC 801-127539First filing on the tape Feb 27, 2023, latest Mar 25, 2025SEC status approved since Mar 31, 2023IAPD
RAUM
$65.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$65.4M as of Mar 25, 2025
Mar 27, 2024$80.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 25, 2025
Mar 27, 20241 then
Employees (5.A)3 as of Mar 25, 2025
Mar 27, 20244 then
Private funds: no history
RAUM -18% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 25, 2025; every figure names its basis
RAUM per advisor
$65.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$532,105derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
2.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-18%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed fees, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Wrap fee program
$65.4MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$61.4M94%
  • Pooled investment vehicles$2.5M3.8%
  • Charitable organizations$1.6M2.4%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
123reported
Financial planning clients
n/areported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • D•••••••• B••••••• · Chief Executive Officercontrol
        since 10/2022 · owns less than 5%
      • D•••••••• B••••••• · Chief Executive Officercontrol
        since 03/2022 · owns 75% or more of V•••• T••••••••• I•••
      Entity owners
      • V•••• T••••••••• I••• · Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 101 to 123
        Nov 27, 2024 to Mar 25, 2025
      • Corporate clients · 93 to 114
        Nov 27, 2024 to Mar 25, 2025
      • Pooled vehicle clients · 6 to 8
        Nov 27, 2024 to Mar 25, 2025
      • Employees · 4 to 3
        Nov 27, 2024 to Mar 25, 2025
      • Financial planning clients · 0 to unset
        Nov 27, 2024 to Mar 25, 2025
      • Discretionary RAUM · $80.0M to $65.4M
        Nov 27, 2024 to Mar 25, 2025
      • Pooled vehicle RAUM · $5.0M to $2.5M
        Nov 27, 2024 to Mar 25, 2025
      • RAUM · $80.0M to $65.4M
        Nov 27, 2024 to Mar 25, 2025
      • Accounts · 39 to 101
        Nov 2, 2023 to Mar 27, 2024
      • Corporate clients · 16 to 93
        Nov 2, 2023 to Mar 27, 2024
      • Pooled vehicle clients · unset to 6.0
        Nov 2, 2023 to Mar 27, 2024
      • Employees · 3 to 4
        Nov 2, 2023 to Mar 27, 2024
      • State-registered IARs · 0 to 1
        Nov 2, 2023 to Mar 27, 2024
      • Discretionary RAUM · $43.6M to $80.0M
        Nov 2, 2023 to Mar 27, 2024
      • Pooled vehicle RAUM · unset to 4990775.0
        Nov 2, 2023 to Mar 27, 2024
      • RAUM · $43.6M to $80.0M
        Nov 2, 2023 to Mar 27, 2024
      • Succession · true to false
        Feb 27, 2023 to Apr 12, 2023
      Signals
      4 dated events
      • ••• Locked
        Jul 1, 2025 · Left the SEC roster · derived
      • ••• Locked
        Apr 12, 2023 · Control person left · inference
      • ••• Locked
        Feb 27, 2023 · Succession (Item 4) · fact
      • ••• Locked
        Feb 27, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026