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SEC-registered adviser

J•••••••• C••••• M••••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 324525SEC 801-128586IAPD
Latest filing Mar 31, 2026
First filing on the tape Jul 18, 2023 · 9 filings
SEC status approved since Aug 24, 2023
RAUM
$3.8B
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
18 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$3.8B as of Mar 31, 2026
Mar 30, 2024$2.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20240 then
Employees (5.A)26 as of Mar 31, 2026
Mar 30, 202425 then
Private funds: 3
RAUM +46% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$763MderivedRAUM over accounts (5.F.2.f)
Discretionary
90%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+46%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Custody
$68.1M, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$590M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$68.1M for 5 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• T•••••• G• · Ceo & Presidentcontrol
        since 02/2023 · owns less than 5%
      • D•••••• J••• · Cfocontrol
        since 07/2023 · owns less than 5%
      • G••••••••• T••••• · Ccocontrol
        since 05/2023 · owns less than 5%
      • K••••••• J••••• D•••• · Chief Investment Officercontrol
        since 02/2023 · owns less than 5%
      • H•••• E•••••• J••••• · Coo
        since 02/2023 · owns less than 5%
      • K••••••• A••• · General Counsel
        since 02/2023 · owns less than 5%
      Entity owners
      • J•••••••• C••••• M••••••••• H••••••• L•• · Member
        direct · owns 50% to 75%
      • J•••••••• C••••• P••••••• L•• · Member
        direct · owns 25% to 50%
      • A•• D•••• I••••••••• A•••••••• · Owner
        indirect · owns 75% or more of P••••••• I••••••••• I••••••••• H••••••• R•• L••••••
      • J•••••••• C••••• P••••••• L•• · Member
        indirect · owns 50% to 75% of J•••••••• C••••• M••••••••• H••••••• L••
      • J•••••••• F•••••• L•• · Member
        indirect · owns 50% to 75% of J•••••••• C••••• P••••••• L••
      • J•••••••• F•••••••• G•••• I•• · Member
        indirect · owns 50% to 75% of J••• P••••• L••
      • J••• P••••• L•• · Member
        indirect · owns 50% to 75% of J•••••••• F•••••• L••
      • M••••••••• M••••• L••• I•••••••• C•••••• · Member
        indirect · owns 50% to 75% of J••• P••••• L••
      • P••••••• I••••••••• I••••••••• H••••••• R•• L•••••• · Owner
        indirect · owns 75% or more of P••••••• F••••• B• 2••• R•• L••••••
      • P••••••• F••••• B• 2••• R•• L•••••• · Member
        indirect · owns 25% to 50% of J•••••••• C••••• M••••••••• H••••••• L••
      Related persons
      Schedule D 7.A
      • J•••••••• L••
        broker-dealerbanktrust companyn
      • M••••••••• M••••• L••• I•••••••• C••••••
        bankreal estatey
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • business activity changedChange between filings · filing Mar 31, 2026
        advises private funds (Item 7.B): no on the filing of 2025-03-28, yes on the filing of 2026-03-31
        peers: asset managers, $1B to $5B (1,506)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 4 to 5
        Mar 28, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 2 to 3
        Mar 28, 2025 to Mar 31, 2026
      • Assets in custody · $38.1M to $68.1M
        Mar 28, 2025 to Mar 31, 2026
      • Employees · 25 to 26
        Mar 28, 2025 to Mar 31, 2026
      • Private funds · unset to 3
        Mar 28, 2025 to Mar 31, 2026
      • Discretionary RAUM · $2.3B to $3.4B
        Mar 28, 2025 to Mar 31, 2026
      • Non-discretionary RAUM · $350M to $390M
        Mar 28, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $550M to $590M
        Mar 28, 2025 to Mar 31, 2026
      • RAUM · $2.6B to $3.8B
        Mar 28, 2025 to Mar 31, 2026
      • Accounts · 2 to 4
        Mar 30, 2024 to Mar 28, 2025
      • Advisory activities · 1 to 2
        Mar 30, 2024 to Mar 28, 2025
      • Pooled vehicle clients · unset to 2.0
        Mar 30, 2024 to Mar 28, 2025
      • Assets in custody · unset to 38068761.0
        Mar 30, 2024 to Mar 28, 2025
      • Custody of client assets · false to true
        Mar 30, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Mar 30, 2024 to Mar 28, 2025
      • Discretionary RAUM · $2.5B to $2.3B
        Mar 30, 2024 to Mar 28, 2025
      • Non-discretionary RAUM · $0 to $350M
        Mar 30, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · unset to 550000000.0
        Mar 30, 2024 to Mar 28, 2025
      • RAUM · $2.5B to $2.6B
        Mar 30, 2024 to Mar 28, 2025
      • Discretionary RAUM · $985M to $2.5B
        Mar 29, 2024 to Mar 30, 2024
      • RAUM · $985M to $2.5B
        Mar 29, 2024 to Mar 30, 2024
      • Accounts · 0 to 2
        Nov 1, 2023 to Dec 18, 2023
      • Discretionary RAUM · $0 to $985M
        Nov 1, 2023 to Dec 18, 2023
      • RAUM · $0 to $985M
        Nov 1, 2023 to Dec 18, 2023
      • Advisory employees · 0 to 18
        Aug 9, 2023 to Aug 23, 2023
      • Employees · 0 to 25
        Aug 9, 2023 to Aug 23, 2023
      Signals
      3 dated events
      • J•••••••• C••••• M••••••••• L•• reported RAUM $3.8B, up 46% from $2.6B (2025-03-28 to 2026-03-31)
        Mar 31, 2026 · RAUM change · derived
      • J•••••••• C••••• M••••••••• L•• reported RAUM $2.5B, up 150% from $985.0M (2024-03-29 to 2024-03-30)
        Mar 30, 2024 · RAUM change · derived
      • J•••••••• C••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Jul 18, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Principal office phone
      212-284-2300reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026