DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••• C•••••• M••••••••• L••
Latest filing Jun 29, 2026
First filing on the tape Oct 6, 2023 · 6 filings
SEC status approved since Nov 7, 2023
RAUM
$404M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$404M as of Jun 29, 2026
Jun 28, 2024$256M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Jun 28, 20240 then
Employees (5.A)8 as of Jun 29, 2026
Jun 28, 202416 then
Private funds1 as of Jun 29, 2026
Jun 28, 20242 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $101MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$350M87%
- Investment companies$54.0M13%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W••••••• V•••• M••••• F••• | Hedge Fund | $167M | 78 | Oct 6, 2023 |
| W••••••• M•••• M••••• F••• | Hedge Fund | $10.9M | 4 | Oct 6, 2023 |
Owners and control persons
Schedule A and B, latest filing
- D•••••••• B•••••• L•••••• J••••• · Partnercontrolsince 12/2019 · owns 5% to 10%
- D•••••• S•••••• R•••••• C••••••••• · Chief Compliance Officer, General Counselcontrolsince 06/2024 · owns less than 5%
- H••••• J•••• A••• S••••• · Partner, Chief Operating Officer, Chief Financial Officercontrolsince 12/2019 · owns 5% to 10%
- L• M••• J••••••••• P••••• B•••••• · Partner, Chief Investment Officercontrolsince 12/2019 · owns 25% to 50%
- S••••• W••••••• L•••••• · Partner, Deputy Chief Investment Officercontrolsince 12/2019 · owns 25% to 50%
Related persons
Schedule D 7.A
- W••••••• V•••• F••• G• L••••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 7 to 8Jun 27, 2025 to Jun 29, 2026
- Discretionary RAUM · $287M to $404MJun 27, 2025 to Jun 29, 2026
- Pooled vehicle RAUM · $246M to $350MJun 27, 2025 to Jun 29, 2026
- RAUM · $287M to $404MJun 27, 2025 to Jun 29, 2026
- Advisory employees · 6 to 2May 29, 2025 to Jun 27, 2025
- Employees · 16 to 7May 29, 2025 to Jun 27, 2025
- Financial planning clients · unset to May 29, 2025 to Jun 27, 2025
- Accounts · 6 to 4Jun 28, 2024 to May 29, 2025
- Advisory activities · 2 to 3Jun 28, 2024 to May 29, 2025
- Pooled vehicle clients · 6 to 3Jun 28, 2024 to May 29, 2025
- HQ state · unset to Jun 28, 2024 to May 29, 2025
- Private funds · 2 to 1Jun 28, 2024 to May 29, 2025
- Discretionary RAUM · $256M to $287MJun 28, 2024 to May 29, 2025
- Pooled vehicle RAUM · $256M to $246MJun 28, 2024 to May 29, 2025
- RAUM · $256M to $287MJun 28, 2024 to May 29, 2025
- Related adviser · false to trueJun 28, 2024 to May 29, 2025
- Accounts · 5 to 6Dec 19, 2023 to Jun 28, 2024
- Advisory employees · 5 to 6Dec 19, 2023 to Jun 28, 2024
- Pooled vehicle clients · 5 to 6Dec 19, 2023 to Jun 28, 2024
- Employees · 10 to 16Dec 19, 2023 to Jun 28, 2024
- Discretionary RAUM · $252M to $256MDec 19, 2023 to Jun 28, 2024
- Pooled vehicle RAUM · $252M to $256MDec 19, 2023 to Jun 28, 2024
- RAUM · $252M to $256MDec 19, 2023 to Jun 28, 2024
Signals
4 dated events
- W••••••• C•••••• M••••••••• L•• reported RAUM $404.2M, up 41% from $286.7M (2025-06-27 to 2026-06-29)Jun 29, 2026 · RAUM change · derived
- Richard Christopher Samuel Dipper (Chief Compliance Officer, General Counsel) appeared on Schedule A of W••••••• C•••••• M••••••••• L••Jun 28, 2024 · Control person joined · fact
- Chude Chidi-Ofong (Chief Compliance Officer) no longer on Schedule A of W••••••• C•••••• M••••••••• L•• (listed 2023-12-19, absent 2024-06-28)Jun 28, 2024 · Control person left · inference
- W••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Oct 6, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- westbeckcapital.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 442080510888reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026