DFX Intelligence
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SEC-registered adviser
A•••••• M••••••••• L• D•••• A••••••
Legal name A•••••• M••••••••• L•
Latest filing Sep 11, 2026
First filing on the tape Jan 26, 2023 · 5 filings
SEC status approved since Feb 24, 2023
RAUM
$839M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$532M as of Mar 31, 2026
Mar 29, 2024$361M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20240 then
Employees (5.A)12 as of Mar 31, 2026
Mar 29, 202411 then
Private funds: no history
RAUM +87% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $280MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $755M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$755M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $755M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.9 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••••• A•••••• M••••••• · Chief Financial Officercontrolsince 03/2021 · owns less than 5%
- I•••••• A•••• F•••••••• · Chief Compliance Officer & Chief Legal Officercontrolsince 01/2021 · owns less than 5%
- K•••••• A••••••••• M•••••• · Founder And Ceocontrolsince 03/2020 · owns less than 5%
- K•••••• A••••••••• M•••••• · M••••••• M••••• O• A•••••• M••••••••• H••••••• L••controlsince 12/2022 · owns 75% or more of A•••••• M••••••••• H••••••• L••
Entity owners
- A•••••• H••••••• G• L•• · General Partnerdirect · owns less than 5%
- A•••••• M••••••••• H••••••• L•• · Limited Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Sep 11, 2026advises private funds (Item 7.B): no on the filing of 2026-03-31, yes on the filing of 2026-09-11peers: asset managers, $500M to $1B (784)
What changed
consecutive filings, newest first
- Accounts · 1 to 3Mar 31, 2026 to Sep 11, 2026
- Advisory activities · 1 to 2Mar 31, 2026 to Sep 11, 2026
- Pooled vehicle clients · 1 to 2Mar 31, 2026 to Sep 11, 2026
- Assets in custody · $532M to $755MMar 31, 2026 to Sep 11, 2026
- Employees · 12 to 11Mar 31, 2026 to Sep 11, 2026
- Financial planning clients · to unsetMar 31, 2026 to Sep 11, 2026
- Discretionary RAUM · $532M to $839MMar 31, 2026 to Sep 11, 2026
- Pooled vehicle RAUM · $532M to $755MMar 31, 2026 to Sep 11, 2026
- RAUM · $532M to $839MMar 31, 2026 to Sep 11, 2026
- Succession · false to unsetMar 31, 2026 to Sep 11, 2026
- Advisory employees · 3 to 5Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $448M to $532MMar 28, 2025 to Mar 31, 2026
- Employees · 7 to 12Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $448M to $532MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $448M to $532MMar 28, 2025 to Mar 31, 2026
- RAUM · $448M to $532MMar 28, 2025 to Mar 31, 2026
- Advisory employees · 5 to 3Mar 29, 2024 to Mar 28, 2025
- Assets in custody · $361M to $448MMar 29, 2024 to Mar 28, 2025
- Employees · 11 to 7Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $361M to $448MMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $361M to $448MMar 29, 2024 to Mar 28, 2025
- RAUM · $361M to $448MMar 29, 2024 to Mar 28, 2025
- Advisory employees · 8 to 5Jan 26, 2023 to Mar 29, 2024
- Business name · A•••••• M••••••••• L• to A•••••• M••••••••• L• D•••• A••••••Jan 26, 2023 to Mar 29, 2024
- Assets in custody · $250M to $361MJan 26, 2023 to Mar 29, 2024
- Employees · 10 to 11Jan 26, 2023 to Mar 29, 2024
- Discretionary RAUM · $250M to $361MJan 26, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $250M to $361MJan 26, 2023 to Mar 29, 2024
- RAUM · $250M to $361MJan 26, 2023 to Mar 29, 2024
Signals
3 dated events
- ••• LockedSep 11, 2026 · RAUM change · derived
- ••• LockedMar 29, 2024 · RAUM change · derived
- ••• LockedJan 26, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- a••••••.coreportedpublic record, Form ADV, Sep 11, 2026
- Principal office phone
- 212-813-1610reportedpublic record, Form ADV, Sep 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026