DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Shared Vision Wealth Group
Legal name Shared Vision Wealth Group, LLC
Latest filing Mar 3, 2026
First filing on the tape May 11, 2023 · 13 filings
SEC status approved since Sep 25, 2023
RAUM
$336M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
99%
$333M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$112M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$336M as of Mar 3, 2026
Mar 12, 2024$215M then
HNW client RAUM$281M as of Mar 3, 2026
Mar 12, 2024$179M then
State-registered IARs (5.B.3)3 as of Mar 3, 2026
Mar 12, 20243 then
Employees (5.A)3 as of Mar 3, 2026
Mar 12, 20243 then
Private funds: no history
RAUM +30% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $112MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 63derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $539,960derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$281M84%
- Individuals$51.8M16%
- Individual clients
- 113reported
- HNW clients
- 76reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 622reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Carolina Nmn OrtizCertified Financial Planner | Carlsbad, Ca | Jun 16, 2023 | 24 y | 5 |
| Bryan Patrick TheallCertified Financial Planner | Carlsbad, Ca | Jun 16, 2023 | 20 y | 4 |
| Bradley Aaron SayreCertified Financial Planner | Carlsbad, Ca | Jun 19, 2023 | 19 y | 6 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Bradley Aaron Sayre from Northwest Asset ManagementJun 19, 2023 · RIA to a newly registered adviser
- Carolina Nmn Ortiz from Northwest Asset ManagementJun 16, 2023 · RIA to a newly registered adviser
- Bryan Patrick Theall from Northwest Asset ManagementJun 16, 2023 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Northwest Asset ManagementSep 22, 2023 · Carlsbad, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Aaron Bradley Sayre · Cco/Owner Of LLCcontrolsince 12/2022 · owns 25% to 50%
- Nmn Carolina Ortiz · Owner Of LLCcontrolsince 12/2022 · owns 75% or more of Cruz Ortiz Capital Inc
- Aaron Bradley Sayre · Owner Of LLCcontrolsince 12/2022 · owns 75% or more of Sayre Capital, Inc
- Patrick Bryan Theall · Owner Of LLCcontrolsince 12/2022 · owns 75% or more of Theal Capital, Inc
Entity owners
- Cruz Ortiz Capital Inc · Owner Of LLCdirect · owns 25% to 50%
- Sayre Capital, Inc · Owner Of LLCdirect · owns 25% to 50%
- Theal Capital, Inc · Owner Of LLCdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Carlsbad, Ca | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 556 to 622Mar 7, 2025 to Mar 3, 2026
- HNW clients · 67 to 76Mar 7, 2025 to Mar 3, 2026
- Individual clients · 107 to 113Mar 7, 2025 to Mar 3, 2026
- Assets in custody · unset to 172786408.0Mar 7, 2025 to Mar 3, 2026
- Discretionary RAUM · $250M to $326MMar 7, 2025 to Mar 3, 2026
- HNW RAUM · $214M to $281MMar 7, 2025 to Mar 3, 2026
- Individual RAUM · $43.8M to $51.8MMar 7, 2025 to Mar 3, 2026
- Non-discretionary RAUM · $8.5M to $9.6MMar 7, 2025 to Mar 3, 2026
- RAUM · $258M to $336MMar 7, 2025 to Mar 3, 2026
- Accounts · 493 to 556Oct 28, 2024 to Mar 7, 2025
- Advisory activities · 2 to 3Oct 28, 2024 to Mar 7, 2025
- HNW clients · 58 to 67Oct 28, 2024 to Mar 7, 2025
- Individual clients · 95 to 107Oct 28, 2024 to Mar 7, 2025
- Financial planning clients · 1-10 to 1-10Oct 28, 2024 to Mar 7, 2025
- HQ city · unset to Oct 28, 2024 to Mar 7, 2025
- HQ state · unset to Oct 28, 2024 to Mar 7, 2025
- Discretionary RAUM · $207M to $250MOct 28, 2024 to Mar 7, 2025
- HNW RAUM · $179M to $214MOct 28, 2024 to Mar 7, 2025
- Individual RAUM · $36.9M to $43.8MOct 28, 2024 to Mar 7, 2025
- Non-discretionary RAUM · $8.2M to $8.5MOct 28, 2024 to Mar 7, 2025
- RAUM · $215M to $258MOct 28, 2024 to Mar 7, 2025
- HNW clients · 54 to 58Sep 20, 2023 to Mar 12, 2024
- Individual clients · 99 to 95Sep 20, 2023 to Mar 12, 2024
- Other offices · 0 to 2Sep 20, 2023 to Mar 12, 2024
- Discretionary RAUM · $201M to $207MSep 20, 2023 to Mar 12, 2024
- HNW RAUM · $168M to $179MSep 20, 2023 to Mar 12, 2024
- Individual RAUM · $38.6M to $36.9MSep 20, 2023 to Mar 12, 2024
- Non-discretionary RAUM · $6.0M to $8.2MSep 20, 2023 to Mar 12, 2024
- RAUM · $207M to $215MSep 20, 2023 to Mar 12, 2024
- Wrap assets (manager) · 0.0 to unsetSep 20, 2023 to Sep 20, 2023
- Wrap assets (sponsor) · 0.0 to unsetSep 20, 2023 to Sep 20, 2023
- Accounts · 0 to 493Jul 18, 2023 to Sep 19, 2023
- HNW clients · unset to 54.0Jul 18, 2023 to Sep 19, 2023
- Individual clients · unset to 99.0Jul 18, 2023 to Sep 19, 2023
- Financial planning clients · 0 to 1-10Jul 18, 2023 to Sep 19, 2023
- Discretionary RAUM · $0 to $201MJul 18, 2023 to Sep 19, 2023
- HNW RAUM · unset to 168000000.0Jul 18, 2023 to Sep 19, 2023
- Individual RAUM · unset to 38600000.0Jul 18, 2023 to Sep 19, 2023
- Non-discretionary RAUM · $0 to $6.0MJul 18, 2023 to Sep 19, 2023
- Pension RAUM · unset to 0.0Jul 18, 2023 to Sep 19, 2023
Signals
2 dated events
- 3 advisors left Northwest Asset Management (Carlsbad, CA) for Shared Vision Wealth Group on the same daySep 22, 2023 · Team lift-out · derived
- Shared Vision Wealth Group filed its initial SEC registration (Form ADV)May 11, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@sharedvisionwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 760-349-1750reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/shared-vision-wealth-group/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- sharedvisionwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 7603491750reportedpublic record, Form ADV, Mar 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $112Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026