DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••••• L••••• L••
Latest filing Mar 13, 2026
First filing on the tape Feb 10, 2023 · 10 filings
SEC status approved since Mar 14, 2023
RAUM
$140M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$140M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$140M as of Mar 13, 2026
Mar 30, 2024$39.7M then
HNW client RAUM$140M as of Mar 13, 2026
Mar 30, 2024$39.7M then
State-registered IARs (5.B.3)0 as of Mar 13, 2026
Mar 30, 20240 then
Employees (5.A)4 as of Mar 13, 2026
Mar 30, 20244 then
Private funds: no history
RAUM +58% over the last fiscal yearIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.0MderivedHNW RAUM over HNW clients
- Average account
- $2.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +58%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$140M100%
- Individual clients
- n/areported
- HNW clients
- 20reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 63reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T••••••••• E•••• R•••••• · Managercontrolsince 11/2017 · owns 75% or more
- L••••• J••••• · Chief Compliance Officersince 11/2023 · owns less than 5%
Related persons
Schedule D 7.A
- C••••••• B••••••• M••••••••• I• L••pooled vehicle sponsorn
- C••••••• C•••••• M••••••••• I•• L••pooled vehicle sponsorn
- C••••••• C•••••• M••••••••• I••• L••pooled vehicle sponsorn
- C••••••• C•••••• M••••••••• I•• L••pooled vehicle sponsorn
- C••••••• C•••••• M••••••••• L••pooled vehicle sponsorn
- C••••••• H••••••• M••••••••• L••pooled vehicle sponsorn
- C••••••• L••investment adviserpooled vehicle sponsornRAUM $481M
- C••••••• M••••• H•••••••• L••pooled vehicle sponsorn
- H••••• I••••••••• H•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 13, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
- RAUM up 50 %Change between filings · filing Mar 13, 2026RAUM (Item 5.F) moved from $88,603,526 to $139,651,262 (+58.0%) between the annual amendments of 2025-03-31 and 2026-03-13; the peer median change was +15.0% (4550 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 68 to 63Jul 28, 2025 to Mar 13, 2026
- Advisory employees · 1 to 2Jul 28, 2025 to Mar 13, 2026
- HNW clients · 19 to 20Jul 28, 2025 to Mar 13, 2026
- Other offices · 1 to 2Jul 28, 2025 to Mar 13, 2026
- HNW RAUM · $88.6M to $140MJul 28, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $88.6M to $140MJul 28, 2025 to Mar 13, 2026
- RAUM · $88.6M to $140MJul 28, 2025 to Mar 13, 2026
- Financial planning clients · 11-25 to 11-25Mar 31, 2025 to Jul 28, 2025
- Accounts · 27 to 68Mar 3, 2025 to Mar 31, 2025
- HNW clients · 20 to 19Mar 3, 2025 to Mar 31, 2025
- HNW RAUM · $39.7M to $88.6MMar 3, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $39.7M to $88.6MMar 3, 2025 to Mar 31, 2025
- RAUM · $39.7M to $88.6MMar 3, 2025 to Mar 31, 2025
- HQ city · unset to Mar 30, 2024 to Mar 3, 2025
- HQ state · unset to Mar 30, 2024 to Mar 3, 2025
- Accounts · unset to 27.0Nov 14, 2023 to Mar 30, 2024
- HNW clients · unset to 20.0Nov 14, 2023 to Mar 30, 2024
- Financial planning clients · 0 to 11-25Nov 14, 2023 to Mar 30, 2024
- Other offices · 2 to 1Nov 14, 2023 to Mar 30, 2024
- Discretionary RAUM · unset to 0.0Nov 14, 2023 to Mar 30, 2024
- HNW RAUM · unset to 39660000.0Nov 14, 2023 to Mar 30, 2024
- Non-discretionary RAUM · unset to 39660000.0Nov 14, 2023 to Mar 30, 2024
- RAUM · unset to 39660000.0Nov 14, 2023 to Mar 30, 2024
Signals
4 dated events
- Richard Eric Tarczynski (Manager) appeared on Schedule A of C••••••• L••••• L••Mar 30, 2024 · Control person joined · fact
- J••••• L•••• (Chief Compliance Officer) appeared on Schedule A of C••••••• L••••• L••Nov 14, 2023 · Control person joined · fact
- Anne Michelle Brown (Chief Financial Officer And Chief Compliance Officer) no longer on Schedule A of C••••••• L••••• L•• (listed 2023-07-10, absent 2023-08-08)Aug 8, 2023 · Control person left · inference
- C••••••• L••••• L•• filed its initial SEC registration (Form ADV)Feb 10, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- contrary.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 862-354-0870reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026