DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

B••• G••••• L••

Former SEC-registered adviserDover, DelawareCRD 325027SEC 801-127357IAPD
Latest filing Jan 30, 2023
First filing on the tape Jan 19, 2023 · 2 filings
RAUM
$23,000
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
8.7%
$2,000 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$23,000 as of Jan 30, 2023
Jan 19, 2023$23,000 then
HNW client RAUM$1,000 as of Jan 30, 2023
Jan 19, 2023$1,000 then
State-registered IARs (5.B.3)1 as of Jan 30, 2023
Jan 19, 20231 then
Employees (5.A)2 as of Jan 30, 2023
Jan 19, 20232 then
Private funds: no history
Practice profile
derived from the filing of Jan 30, 2023; every figure names its basis
RAUM per advisor
$23,000derivedRAUM over IAPD advisors; not a book size
Clients per advisor
4derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$500derivedHNW RAUM over HNW clients
Average account
$5,750derivedRAUM over accounts (5.F.2.f)
Discretionary
87%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-basedreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • the adviser acts as qualified custodian (9.D.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$20,00087%
  • Individuals$1,0004.3%
  • High-net-worth individuals$1,0004.3%
  • Banks and thrifts$1,0004.3%
Individual clients
2reported
HNW clients
2reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
4reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B••• G•••••Private Equity Fund$10.0M30Feb 1, 2023
      Owners and control persons
      Schedule A and B, latest filing
      • W• G••• W• · Ccocontrol
        since 07/2020 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      3 dated events
      • W• G••• W• (Cco) appeared on Schedule A of B••• G••••• L••
        Jan 30, 2023 · Control person joined · fact
      • W• G••• (Cco) no longer on Schedule A of B••• G••••• L•• (listed 2023-01-19, absent 2023-01-30)
        Jan 30, 2023 · Control person left · inference
      • B••• G••••• L•• filed its initial SEC registration (Form ADV)
        Jan 19, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026