DFX Intelligence
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SEC-registered adviser
H•••• P••••••• M••••••••• L•
Latest filing Mar 26, 2026
First filing on the tape Nov 15, 2023 · 10 filings
SEC status approved since Jan 5, 2024
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$1.8B as of Mar 26, 2026
Apr 8, 2025$1.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Apr 8, 20250 then
Employees (5.A)14 as of Mar 26, 2026
Apr 8, 202511 then
Private funds2 as of Mar 26, 2026
Apr 8, 20251 then
RAUM +16% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $913MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.8B, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.8B for 2 clientsreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•••• S•••••••• F••• L• | Hedge Fund | $1.6B | 4 | Apr 30, 2024 |
Owners and control persons
Schedule A and B, latest filing
- H•••••• J•••••••• M•••••• · Ceo, Limited Partnercontrolsince 12/2022 · owns 50% to 75%
- R••••• S•••••• J•• · Ccocontrolsince 07/2023 · owns less than 5%
- H•••••• J•••••••• M•••••• · Managing Membercontrolsince 12/2022 · owns 75% or more of H•••• P••••••• M••••••••• G• L••
- H•••••• L••••• M••••• · Trusteesince 02/2024 · owns F of F••• S•••• I••••••••• T••••
Entity owners
- F••• S•••• I••••••••• T•••• · Ownerdirect · owns 25% to 50%
- H•••• P••••••• M••••••••• G• L•• · General Partner Of H•••• P••••••• M••••••••• L•direct · owns less than 5%
Related persons
Schedule D 7.A
- M•• H••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 7 to 9Feb 26, 2026 to Mar 26, 2026
- Assets in custody · $1.6B to $1.8BFeb 26, 2026 to Mar 26, 2026
- Employees · 11 to 14Feb 26, 2026 to Mar 26, 2026
- Discretionary RAUM · $1.6B to $1.8BFeb 26, 2026 to Mar 26, 2026
- Pooled vehicle RAUM · $1.6B to $1.8BFeb 26, 2026 to Mar 26, 2026
- RAUM · $1.6B to $1.8BFeb 26, 2026 to Mar 26, 2026
- Accounts · 1 to 2Apr 8, 2025 to Feb 26, 2026
- Pooled vehicle clients · 1 to 2Apr 8, 2025 to Feb 26, 2026
- Assets in custody · $1.6B to $1.6BApr 8, 2025 to Feb 26, 2026
- Private funds · 1 to 2Apr 8, 2025 to Feb 26, 2026
- Discretionary RAUM · $1.6B to $1.6BApr 8, 2025 to Feb 26, 2026
- Pooled vehicle RAUM · $1.6B to $1.6BApr 8, 2025 to Feb 26, 2026
- RAUM · $1.6B to $1.6BApr 8, 2025 to Feb 26, 2026
- Assets in custody · $1.6B to $1.6BOct 16, 2024 to Apr 8, 2025
- Financial planning clients · unset to Oct 16, 2024 to Apr 8, 2025
- Discretionary RAUM · $1.6B to $1.6BOct 16, 2024 to Apr 8, 2025
- Pooled vehicle RAUM · $1.6B to $1.6BOct 16, 2024 to Apr 8, 2025
- RAUM · $1.6B to $1.6BOct 16, 2024 to Apr 8, 2025
- Assets in custody · unset to 1577788622.0Jun 20, 2024 to Oct 16, 2024
- Custody of client assets · false to trueJun 20, 2024 to Oct 16, 2024
- Discretionary RAUM · $1.2B to $1.6BJun 20, 2024 to Oct 16, 2024
- Pooled vehicle RAUM · $1.2B to $1.6BJun 20, 2024 to Oct 16, 2024
- RAUM · $1.2B to $1.6BJun 20, 2024 to Oct 16, 2024
- Accounts · unset to 1.0Jan 5, 2024 to Apr 30, 2024
- Advisory employees · 6 to 7Jan 5, 2024 to Apr 30, 2024
- Pooled vehicle clients · unset to 1.0Jan 5, 2024 to Apr 30, 2024
- Employees · 9 to 11Jan 5, 2024 to Apr 30, 2024
- Private funds · unset to 1Jan 5, 2024 to Apr 30, 2024
- Discretionary RAUM · unset to 1151280772.0Jan 5, 2024 to Apr 30, 2024
- Non-discretionary RAUM · unset to 0.0Jan 5, 2024 to Apr 30, 2024
- Pooled vehicle RAUM · unset to 1151280772.0Jan 5, 2024 to Apr 30, 2024
- RAUM · unset to 1151280772.0Jan 5, 2024 to Apr 30, 2024
Signals
2 dated events
- H•••• P••••••• M••••••••• L• reported RAUM $1.6B, up 37% from $1.2B (2024-06-20 to 2024-10-16)Oct 16, 2024 · RAUM change · derived
- H•••• P••••••• M••••••••• L• filed its initial SEC registration (Form ADV)Nov 15, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- h•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- (212) 379-4949reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026