DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

H•••• W••••• A••••••• L••

Former SEC-registered adviserCRD 325154SEC 801-127391IAPD
Latest filing Jul 31, 2023
First filing on the tape Jan 27, 2023 · 7 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 31, 2023
Jan 27, 20230 then
Employees (5.A)2 as of Jul 31, 2023
Jan 27, 20230 then
Private funds: no history
Practice profile
derived from the filing of Jul 31, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R•••••• P••••••Ronkonkoma, NyNov 10, 202320 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • P••••••• F••••• D•••• · Cco, Clocontrol
        since 04/2017 · owns 25% to 50%
      • P••••••• R••••••• N•• · Ceocontrol
        since 06/2023 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 0 to 1
        Jul 24, 2023 to Jul 25, 2023
      • Advisory activities · 4 to 1
        Jul 24, 2023 to Jul 25, 2023
      • Business name · H•••• C•••••• G•••• to H•••• W••••• A••••••• L••
        Jul 24, 2023 to Jul 25, 2023
      • Employees · 0 to 2
        Jul 24, 2023 to Jul 25, 2023
      • Financial planning clients · 0 to unset
        Jul 24, 2023 to Jul 25, 2023
      • HQ city · RONKONKOMA to unset
        Jul 24, 2023 to Jul 25, 2023
      • HQ state · NY to unset
        Jul 24, 2023 to Jul 25, 2023
      • Legal name · P•• H••••••• L•• to H•••• W••••• A••••••• L••
        Jul 24, 2023 to Jul 25, 2023
      • Business name · P•• H••••••• L•• to H•••• C•••••• G••••
        Jun 14, 2023 to Jul 24, 2023
      Signals
      1 dated events
      • P•• H••••••• L•• filed its initial SEC registration (Form ADV)
        Jan 27, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/hydra-wealth-advisorsreportedpublic record, Form ADV, Sep 19, 2026
      Website
      hydrawealthadvisors.coreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026