DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••••
Legal name A••••••• M••••••••• C•• L•
Latest filing Jun 16, 2026
First filing on the tape Jun 28, 2024 · 6 filings
SEC status approved since Jul 29, 2024
RAUM
$123M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$123M as of Jun 16, 2026
Jan 10, 2025$289M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 16, 2026
Jan 10, 20250 then
Employees (5.A)6 as of Jun 16, 2026
Jan 10, 20258 then
Private funds4 as of Jun 16, 2026
Jan 10, 20255 then
RAUM +131% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $30.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +131%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $39.3M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$123M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $39.3M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••• V•••• F••• I• L• | Hedge Fund | $249M | 35 | Mar 30, 2024 |
| A••••••• C••••••••• L•no longer reported | Hedge Fund | $102M | 1 | Mar 7, 2023 |
| A••••••• V•••• F••• I• L• | Hedge Fund | $20.5M | 6 | Mar 30, 2024 |
| A••••••• E••••••• F••• L•• | Hedge Fund | $9.4M | 6 | Mar 7, 2023 |
| A••••••• C••••••••• I•• L• | Hedge Fund | $9.1M | 2 | Mar 30, 2024 |
| A••••••• E••••• I•••••••• L•• | Hedge Fund | $1.3M | 2 | Mar 7, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• J•••••••• M••• · Managing Partner, Limited Partnercontrolsince 12/2022 · owns 50% to 75%
- K•••••• G•••••• · Managing Partner, Limited Partnercontrolsince 12/2022 · owns 25% to 50%
- S••••••• J••••••• T••• · Ccocontrolsince 06/2024 · owns less than 5%
- B••••••••• J•••••••• M••• · Managing Membercontrolsince 12/2022 · owns 50% to 75% of A••••••• G• L••
- K•••••• G•••••• · Membercontrolsince 12/2022 · owns 25% to 50% of A••••••• G• L••
- A••••••••• P••• · Limited Partner, Operations & Financesince 12/2022 · owns 10% to 25%
- R••••• Y••••••• Y• · Limited Partnersince 12/2022 · owns 10% to 25%
Entity owners
- A••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- A••••••• C••••••••• I•• G• L••pooled vehicle sponsorn
- A••••••• M•••••• L••pooled vehicle sponsorn
- A••••••• R••• E••••• A••••••• F••• M• L••pooled vehicle sponsorn
- A••••••• V•••• F••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $53,085,928 to $122,851,034 (+131.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1148 comparable advisers, 98.0th percentile of changes)peers: ASSET_M••••••, $100M to $500M (1,148) · 98% percentile
What changed
consecutive filings, newest first
- Advisory employees · 6 to 4Mar 31, 2026 to Jun 16, 2026
- Employees · 8 to 6Mar 31, 2026 to Jun 16, 2026
- Accounts · 3 to 4Jul 29, 2025 to Mar 31, 2026
- Advisory employees · 5 to 6Jul 29, 2025 to Mar 31, 2026
- Pooled vehicle clients · 3 to 4Jul 29, 2025 to Mar 31, 2026
- Assets in custody · $33.9M to $39.3MJul 29, 2025 to Mar 31, 2026
- Employees · 6 to 8Jul 29, 2025 to Mar 31, 2026
- Private funds · 3 to 4Jul 29, 2025 to Mar 31, 2026
- Discretionary RAUM · $53.1M to $123MJul 29, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $53.1M to $123MJul 29, 2025 to Mar 31, 2026
- RAUM · $53.1M to $123MJul 29, 2025 to Mar 31, 2026
- Advisory employees · 8 to 5Mar 31, 2025 to Jul 29, 2025
- Employees · 9 to 6Mar 31, 2025 to Jul 29, 2025
- Financial planning clients · unset to Mar 31, 2025 to Jul 29, 2025
- Accounts · 5 to 3Jan 10, 2025 to Mar 31, 2025
- Advisory employees · 7 to 8Jan 10, 2025 to Mar 31, 2025
- Pooled vehicle clients · 5 to 3Jan 10, 2025 to Mar 31, 2025
- Assets in custody · $289M to $33.9MJan 10, 2025 to Mar 31, 2025
- Employees · 8 to 9Jan 10, 2025 to Mar 31, 2025
- Private funds · 5 to 3Jan 10, 2025 to Mar 31, 2025
- Discretionary RAUM · $289M to $53.1MJan 10, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $289M to $53.1MJan 10, 2025 to Mar 31, 2025
- RAUM · $289M to $53.1MJan 10, 2025 to Mar 31, 2025
- Private funds · 10 to 5Jun 28, 2024 to Jan 10, 2025
Signals
2 dated events
- Arkhouse reported RAUM $53.1M, down 82% from $289.3M (2025-01-10 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Arkhouse filed its initial SEC registration (Form ADV)Jun 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Arkhouse · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/arkhousereportedpublic record, Form ADV, Sep 18, 2026
- Website
- arkhousefund.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-465-1301reportedpublic record, Form ADV, Jun 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026