DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O••• C•••••• M••••••••• L••
Latest filing May 13, 2026
First filing on the tape Aug 5, 2025 · 4 filings
SEC status approved since Aug 6, 2025
RAUM
$953M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
35
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$953M as of May 13, 2026
Aug 5, 2025$407M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 13, 2026
Aug 5, 20250 then
Employees (5.A)35 as of May 13, 2026
Aug 5, 202522 then
Private funds1 as of May 13, 2026
Aug 5, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $953MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $952M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$953M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $952M for 1 clientsreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O••• I• L• | Hedge Fund | $135M | 44 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- D• B•••• I••• M• · Managercontrolsince 03/2026 · owns less than 5%
- M•••••••• M••••••• A•• · Chief Compliance Officercontrolsince 04/2026 · owns less than 5%
Entity owners
- O••• F•••••• I••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $952M to $953MMar 31, 2026 to Apr 29, 2026
- Pooled vehicle RAUM · $952M to $953MMar 31, 2026 to Apr 29, 2026
- RAUM · $952M to $953MMar 31, 2026 to Apr 29, 2026
- Advisory employees · 6 to 7Aug 5, 2025 to Mar 31, 2026
- BD registered reps · 0 to 1Aug 5, 2025 to Mar 31, 2026
- Assets in custody · $0 to $952MAug 5, 2025 to Mar 31, 2026
- Employees · 22 to 35Aug 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $407M to $952MAug 5, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $407M to $952MAug 5, 2025 to Mar 31, 2026
- RAUM · $407M to $952MAug 5, 2025 to Mar 31, 2026
- Related broker-dealer · false to trueAug 5, 2025 to Mar 31, 2026
Signals
1 dated events
- O••• C•••••• M••••••••• L•• reported RAUM $952.4M, up 134% from $406.5M (2025-08-05 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ondo-financereportedpublic record, Form ADV, Sep 19, 2026
- Website
- o•••.financereportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 203-489-5000reportedpublic record, Form ADV, May 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026