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V••••

Former SEC-registered adviserFormer SEC adviser

Former SEC-registered adviser, reporting $134,277 of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$134,277
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
Not applicable
Private clients
100% of RAUM, $134,277
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 8 Form ADV filings for this adviser, the latest 2.7 years ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 325246 · SEC 801-127487 · 8 filingsShow
CRD 325246SEC 801-127487Legal name V••••• I•••First filing on the tape Feb 16, 2023, latest Jan 16, 2024IAPD
RAUM
$134,277
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$134,277 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$134,277 as of Jan 16, 2024
Feb 16, 2023$0 then
HNW client RAUM$0 as of Jan 16, 2024
Jan 4, 2024$0 then
State-registered IARs (5.B.3)1 as of Jan 16, 2024
Feb 16, 20231 then
Employees (5.A)3 as of Jan 16, 2024
Feb 16, 20231 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jan 16, 2024; every figure names its basis
RAUM per advisor
$134,277derivedRAUM over IAPD advisors; not a book size
Clients per advisor
666derivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$202derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Wrap fee program
$134,277reportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$134,277100%
Individual clients
666reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
666reported
Financial planning clients
n/areported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • K•••• R•••••• J••• · Managing Member And Chief Compliance Officercontrol
        since 11/2022 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 643 to 666
        Jan 4, 2024 to Jan 16, 2024
      • Individual clients · 643 to 666
        Jan 4, 2024 to Jan 16, 2024
      • Discretionary RAUM · $130,625 to $134,277
        Jan 4, 2024 to Jan 16, 2024
      • Individual RAUM · $130,625 to $134,277
        Jan 4, 2024 to Jan 16, 2024
      • RAUM · $130,625 to $134,277
        Jan 4, 2024 to Jan 16, 2024
      • Accounts · 0 to 643
        Aug 31, 2023 to Jan 4, 2024
      • Advisory employees · 2 to 1
        Aug 31, 2023 to Jan 4, 2024
      • Charity clients · unset to 0.0
        Aug 31, 2023 to Jan 4, 2024
      • Corporate clients · unset to 0.0
        Aug 31, 2023 to Jan 4, 2024
      • HNW clients · unset to 0.0
        Aug 31, 2023 to Jan 4, 2024
      • Individual clients · unset to 643.0
        Aug 31, 2023 to Jan 4, 2024
      • Pension plan clients · unset to 0.0
        Aug 31, 2023 to Jan 4, 2024
      • Pooled vehicle clients · unset to 0.0
        Aug 31, 2023 to Jan 4, 2024
      • Employees · 4 to 3
        Aug 31, 2023 to Jan 4, 2024
      • State-registered IARs · 2 to 1
        Aug 31, 2023 to Jan 4, 2024
      • Other offices · 1 to 0
        Aug 31, 2023 to Jan 4, 2024
      • Discretionary RAUM · $0 to $130,625
        Aug 31, 2023 to Jan 4, 2024
      • HNW RAUM · unset to 0.0
        Aug 31, 2023 to Jan 4, 2024
      • Individual RAUM · unset to 130625.0
        Aug 31, 2023 to Jan 4, 2024
      • Pension RAUM · unset to 0.0
        Aug 31, 2023 to Jan 4, 2024
      • Pooled vehicle RAUM · unset to 0.0
        Aug 31, 2023 to Jan 4, 2024
      • RAUM · $0 to $130,625
        Aug 31, 2023 to Jan 4, 2024
      • Advisory employees · 1 to 2
        Jun 12, 2023 to Aug 31, 2023
      • Employees · 3 to 4
        Jun 12, 2023 to Aug 31, 2023
      • State-registered IARs · 1 to 2
        Jun 12, 2023 to Aug 31, 2023
      • Employees · 1 to 3
        Mar 1, 2023 to May 1, 2023
      • Other offices · 0 to 1
        Mar 1, 2023 to May 1, 2023
      Signals
      1 dated events
      • ••• Locked
        Feb 16, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026