DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••• T••••••••• L•
Latest filing Mar 20, 2026
First filing on the tape Mar 15, 2023 · 7 filings
SEC status approved since Apr 14, 2023
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$2.2B as of Mar 20, 2026
Feb 13, 2024$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Feb 13, 20240 then
Employees (5.A)16 as of Mar 20, 2026
Feb 13, 202417 then
Private funds1 as of Mar 20, 2026
Feb 13, 20241 then
RAUM +0.7% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $560MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.2B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 3 clientsreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•••••• M••••• F•••• L• | Hedge Fund | $638M | 28 | Aug 11, 2023 |
Owners and control persons
Schedule A and B, latest filing
- D•••••••• D••••• N•• · Chief Compliance Officer /Chief Operating Officercontrolsince 07/2022 · owns less than 5%
- M•••• A••••• R•••• · Co-Chief Investment Officer/Limited Partnercontrolsince 07/2022 · owns 25% to 50%
- M•••• V•••••• R•••• · Co-Chief Investment Officer/Limited Partnercontrolsince 07/2022 · owns 25% to 50%
- S••••••••• M••••••• J•••• · Chief Financial Officercontrolsince 09/2022 · owns less than 5%
- M•••• A••••• R•••• · Membercontrolsince 07/2022 · owns 50% to 75% of E•••••• T••••••••• G•• L••
- M•••• V•••••• R•••• · Membercontrolsince 07/2022 · owns 50% to 75% of E•••••• T••••••••• G•• L••
Entity owners
- E•••••• T••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- E•••••• I••••••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $1.3B to $1.2BMar 28, 2025 to Mar 20, 2026
- Discretionary RAUM · $2.2B to $2.2BMar 28, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $2.2B to $2.2BMar 28, 2025 to Mar 20, 2026
- RAUM · $2.2B to $2.2BMar 28, 2025 to Mar 20, 2026
- Accounts · 2 to 4Sep 18, 2024 to Mar 28, 2025
- Pooled vehicle clients · 2 to 4Sep 18, 2024 to Mar 28, 2025
- Assets in custody · $638M to $1.3BSep 18, 2024 to Mar 28, 2025
- Employees · 17 to 16Sep 18, 2024 to Mar 28, 2025
- Financial planning clients · unset to Sep 18, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.1B to $2.2BSep 18, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.1B to $2.2BSep 18, 2024 to Mar 28, 2025
- RAUM · $1.1B to $2.2BSep 18, 2024 to Mar 28, 2025
- Pooled vehicle clients · 1 to 2Aug 11, 2023 to Feb 13, 2024
- Assets in custody · $88.2M to $638MAug 11, 2023 to Feb 13, 2024
- Employees · 15 to 17Aug 11, 2023 to Feb 13, 2024
- Discretionary RAUM · $975M to $1.1BAug 11, 2023 to Feb 13, 2024
- Pooled vehicle RAUM · $553M to $1.1BAug 11, 2023 to Feb 13, 2024
- RAUM · $975M to $1.1BAug 11, 2023 to Feb 13, 2024
- Accounts · unset to 2.0Mar 15, 2023 to Aug 11, 2023
- Pooled vehicle clients · unset to 1.0Mar 15, 2023 to Aug 11, 2023
- Assets in custody · unset to 88200658.0Mar 15, 2023 to Aug 11, 2023
- Custody of client assets · false to trueMar 15, 2023 to Aug 11, 2023
- Employees · 13 to 15Mar 15, 2023 to Aug 11, 2023
- Private funds · unset to 1Mar 15, 2023 to Aug 11, 2023
- Discretionary RAUM · unset to 974685564.0Mar 15, 2023 to Aug 11, 2023
- Non-discretionary RAUM · unset to 0.0Mar 15, 2023 to Aug 11, 2023
- Pooled vehicle RAUM · unset to 552645915.0Mar 15, 2023 to Aug 11, 2023
- RAUM · unset to 974685564.0Mar 15, 2023 to Aug 11, 2023
Signals
2 dated events
- E•••••• T••••••••• L• reported RAUM $2.2B, up 97% from $1.1B (2024-09-18 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- E•••••• T••••••••• L• filed its initial SEC registration (Form ADV)Mar 15, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 646-706-5703reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026