DFX Intelligence

RIA Intelligence

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SEC-registered adviser

N•••• G••••• C••••••

Asset manager (funds and pooled vehicles)CRD 325287SEC 801-130002website IAPD

Legal name C• C•••••• L••

Latest filing Apr 30, 2026

First filing on the tape Mar 26, 2024 · 7 filings

SEC status approved since Jun 18, 2024

RAUM

$196M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

7 filings and snapshots on the tape

RAUM$196M as of Apr 30, 2026

Mar 28, 2025$109M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Apr 30, 2026

Mar 28, 20250 then

Employees (5.A)3 as of Apr 30, 2026

Mar 28, 20252 then

Private funds1 as of Apr 30, 2026

Mar 28, 20251 then

RAUM +80% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Apr 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $48.9MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +80%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Other investment advisers$107M55%
Pooled investment vehicles$88.7M45%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
N•••• G••••• C•••••• O••••••••• F••• L•	Hedge Fund	$14.6M	14	Mar 26, 2024

Owners and control persons

Schedule A and B, latest filing

C••••••••• J••••• · Chief Investment Officercontrol
since 01/2022 · owns less than 5%
M••••••• M•••• R•••••• · Chief Compliance Officercontrol
since 06/2024 · owns less than 5%
C••••••••• J••••• · Membercontrol
since 02/2022 · owns 75% or more of R••• L••
C••••••••• M•••••• · Member
since 02/2022 · owns less than 5%

Entity owners

R••• L•• · Member
direct · owns 75% or more
S•• T•• L•• · Member
direct · owns 10% to 25%
T••••••• L•• · Member
direct · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

institutional asset share shiftChange between filings · filing Apr 30, 2026
institutional share of RAUM moved from 88.0% to 55.0% between the annual amendments of 2025-03-28 and 2026-04-30
peers: asset managers, $100M to $500M (1,568)
RAUM up 50 %Change between filings · filing Apr 30, 2026
RAUM (Item 5.F) moved from $108,787,432 to $195,623,004 (+80.0%) between the annual amendments of 2025-03-28 and 2026-04-30; the peer median change was +4.0% (1145 comparable advisers, 95.0th percentile of changes)
peers: asset managers, $100M to $500M (1,145) · 95% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Discretionary RAUM · $187M to $196M
Sep 23, 2025 to Mar 27, 2026
Pooled vehicle RAUM · $88.5M to $88.7M
Sep 23, 2025 to Mar 27, 2026
RAUM · $187M to $196M
Sep 23, 2025 to Mar 27, 2026
Accounts · 2 to 4
Mar 28, 2025 to Sep 23, 2025
Pooled vehicle clients · 1 to 3
Mar 28, 2025 to Sep 23, 2025
Employees · 2 to 3
Mar 28, 2025 to Sep 23, 2025
Discretionary RAUM · $109M to $187M
Mar 28, 2025 to Sep 23, 2025
Pooled vehicle RAUM · $12.7M to $88.5M
Mar 28, 2025 to Sep 23, 2025
RAUM · $109M to $187M
Mar 28, 2025 to Sep 23, 2025
Related insurance company · true to false
Mar 28, 2025 to Sep 23, 2025
Advisory employees · 1 to 2
Jun 17, 2024 to Mar 28, 2025
Business name · C• C•••••• L•• to N•••• G••••• C••••••
Jun 17, 2024 to Mar 28, 2025
Employees · 1 to 2
Jun 17, 2024 to Mar 28, 2025
Financial planning clients · unset to
Jun 17, 2024 to Mar 28, 2025
HQ city · unset to
Jun 17, 2024 to Mar 28, 2025
HQ state · unset to
Jun 17, 2024 to Mar 28, 2025
Discretionary RAUM · $118M to $109M
Jun 17, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $14.6M to $12.7M
Jun 17, 2024 to Mar 28, 2025
RAUM · $118M to $109M
Jun 17, 2024 to Mar 28, 2025
Related insurance company · false to true
Jun 17, 2024 to Mar 28, 2025
HQ city · COHASSET to unset
Mar 26, 2024 to Jun 14, 2024
HQ state · MA to unset
Mar 26, 2024 to Jun 14, 2024

Signals

2 dated events

Richard Mark Merritt (Chief Compliance Officer) appeared on Schedule A of N•••• G••••• C••••••
Jun 14, 2024 · Control person joined · fact
C• C•••••• L•• filed its initial SEC registration (Form ADV)
Mar 26, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: n•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 781.923.0975reportedpublic record, Form ADV, Apr 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026