DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tag Associates Florida LLC
Latest filing Jun 26, 2026
First filing on the tape Mar 6, 2023 · 8 filings
SEC status approved since Apr 5, 2023
RAUM
$35.5M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$35.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
71
23 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$35.5M as of Jun 26, 2026
Mar 29, 2024$29.5M then
HNW client RAUM$35.5M as of Jun 26, 2026
Mar 29, 2024$29.5M then
State-registered IARs (5.B.3)0 as of Jun 26, 2026
Mar 29, 20240 then
Employees (5.A)71 as of Jun 26, 2026
Mar 29, 202471 then
Private funds: no history
RAUM +12% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$35.5M100%
- Individual clients
- 0reported
- HNW clients
- n/areported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 17reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Eric David Basner · Chief Executive Officercontrolsince 01/2023 · owns less than 5%
- Michael Jonathan Bergman · Presidentcontrolsince 01/2023 · owns less than 5%
- Lee Gary Fuhrman · Chairman Of Tag Associates Florida & Tag Holdingscontrolsince 01/2023 · owns less than 5%
- Eric David Basner · Presidentcontrolsince 10/2009 · owns F of Tag Associates Holdings LLC
- Lee Gary Fuhrman · Chairmancontrolsince 10/2009 · owns 75% or more of Tag Associates Holdings LLC
- L Jorge Gonzalez · Chief Compliance Officersince 01/2023 · owns less than 5%
Entity owners
- Tag Associates Holdings LLC · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Gf Capital Asset Advisors, LLCinvestment advisernRAUM $288M
- Gf Capital Asset Management, LLCinvestment advisern
- Gf Capital Cse Gp, LLCpooled vehicle sponsorn
- Gf Capital Private Equity Gp II, LLCpooled vehicle sponsorn
- Gf Capital Private Equity Gp, LLCpooled vehicle sponsorn
- Gf Capital Private Equity Management, LLCinvestment advisern
- Gf Edgecombe Ventures Gp, LLCpooled vehicle sponsorn
- Gf Midtown East Gp, LLCpooled vehicle sponsorn
- Gf P&B Gp, LLCpooled vehicle sponsorn
- Gf Riverside Drive Gp, LLCpooled vehicle sponsorn
- Tag Associates LLCinvestment adviserbanknRAUM $7.1B
- Tag Portfolio Management Group LLCbankpooled vehicle sponsorn
Advisers that list Tag Associates Florida LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- West Palm Beach, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 16 to 17Sep 17, 2025 to Mar 31, 2026
- Advisory employees · 25 to 23Sep 17, 2025 to Mar 31, 2026
- Employees · 72 to 71Sep 17, 2025 to Mar 31, 2026
- HNW RAUM · $31.7M to $35.5MSep 17, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $31.7M to $35.5MSep 17, 2025 to Mar 31, 2026
- RAUM · $31.7M to $35.5MSep 17, 2025 to Mar 31, 2026
- Advisory employees · 24 to 25May 8, 2024 to Apr 23, 2025
- Charity clients · unset to 0.0May 8, 2024 to Apr 23, 2025
- Corporate clients · unset to 0.0May 8, 2024 to Apr 23, 2025
- Individual clients · unset to 0.0May 8, 2024 to Apr 23, 2025
- Pension plan clients · unset to 0.0May 8, 2024 to Apr 23, 2025
- Pooled vehicle clients · unset to 0.0May 8, 2024 to Apr 23, 2025
- Employees · 71 to 72May 8, 2024 to Apr 23, 2025
- Financial planning clients · 1-10 to 1-10May 8, 2024 to Apr 23, 2025
- HNW RAUM · $29.5M to $31.7MMay 8, 2024 to Apr 23, 2025
- Individual RAUM · unset to 0.0May 8, 2024 to Apr 23, 2025
- Non-discretionary RAUM · $29.5M to $31.7MMay 8, 2024 to Apr 23, 2025
- Pension RAUM · unset to 0.0May 8, 2024 to Apr 23, 2025
- Pooled vehicle RAUM · unset to 0.0May 8, 2024 to Apr 23, 2025
- RAUM · $29.5M to $31.7MMay 8, 2024 to Apr 23, 2025
- Accounts · 0 to 16Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 25 to 24Mar 31, 2023 to Mar 29, 2024
- Employees · 70 to 71Mar 31, 2023 to Mar 29, 2024
- Financial planning clients · 0 to 1-10Mar 31, 2023 to Mar 29, 2024
- HNW RAUM · unset to 29548867.0Mar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $0 to $29.5MMar 31, 2023 to Mar 29, 2024
- RAUM · $0 to $29.5MMar 31, 2023 to Mar 29, 2024
Signals
1 dated events
- Tag Associates Florida Llc filed its initial SEC registration (Form ADV)Mar 6, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 212-275-1500reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 212-275-1510reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/tag-associatesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- tagassoc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-275-1500reportedpublic record, Form ADV, Jun 26, 2026
- Contact form
- tagassoc.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026