DFX Intelligence
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T••• L•••• M•••••••••
Asset manager (funds and pooled vehicles), based in Stamford, Connecticut, reporting $216M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $216M
- Advisors
- 0
- Net advisor flow, 12 months
- Not established
- RAUM change, last fiscal year
- Not established
- Private clients
- 0.0% of RAUM
Form ADV
IAPD
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- Contact points 2
Every filed figure, and the identifiersCRD 325314 · SEC 801-136867 · 2 filingsShowHide
CRD 325314SEC 801-136867Legal name T••• L•••• M••••••••• L••First filing on the tape Jun 26, 2026, latest Sep 9, 2026SEC status approved since Jul 22, 2026IAPD
RAUM
$216M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$216M as of Sep 9, 2026
Jun 26, 2026$216M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 9, 2026
Jun 26, 20260 then
Employees (5.A)3 as of Sep 9, 2026
Jun 26, 20263 then
Private funds: 3
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $72.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$216M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••• L•••• P••••••••• L• | Hedge Fund | $165M | 54 | Mar 21, 2023 |
| T••• L•••• S•• I• L• | Hedge Fund | $34.1M | 22 | Sep 9, 2026 |
| C•••••• P•••••••• L••• • T••• L•••• M••••••••• L•• S••••• | Hedge Fund | $16.4M | 3 | Feb 16, 2024 |
| T••• L•••• S•• I• L•no longer reported | Hedge Fund | $548,168 | 6 | Mar 21, 2023 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• T••••••• R•••••• · Managing Membercontrolsince 01/2018 · owns 75% or more
- M•••••••• D••••• P••• · Chief Operating Officer And Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJun 26, 2026 to Sep 9, 2026
- Private funds · 3 to unsetJun 26, 2026 to Sep 9, 2026
- Succession · false to unsetJun 26, 2026 to Sep 9, 2026
Signals
5 dated events
- ••• LockedSep 9, 2026 · private fund first reported · fact
- ••• LockedSep 9, 2026 · private fund no longer reported · inference
- ••• LockedSep 9, 2026 · ria principal change · fact
- ••• LockedSep 9, 2026 · Control person joined · fact
- ••• LockedJun 26, 2026 · ria registration change · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Sep 9, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Sep 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026