DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••••• T•••• A•••• M••••••••• L••
Latest filing Jun 29, 2026
First filing on the tape Mar 1, 2023 · 11 filings
SEC status approved since Mar 31, 2023
RAUM
$271M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
40
31 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
5
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$271M as of Jun 29, 2026
Mar 28, 2024$290M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Mar 28, 20240 then
Employees (5.A)40 as of Jun 29, 2026
Mar 28, 202446 then
Private funds5 as of Jun 29, 2026
Mar 28, 20244 then
RAUM -8.9% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
Archetypes, each a printed rule
- b••• affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $54.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $271M, 5 clientsreportedItem 9.A
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$271M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $271M for 5 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R••••• S••••• U••• L•••• C•• E••••• F••• S•••••• L• | Other Private Fund | $138M | 73 | Mar 30, 2012 |
| R••••• S••••• G••••• A•••• O••••••••• F•••• L•• | Other Private Fund | $132M | 102 | Mar 31, 2017 |
| 2••• S••••• O••••••••• K•• A••••• F•••• L•• | Private Equity Fund | $11.5M | 52 | Mar 30, 2016 |
| R••••• S••••• R••• E••••• M••••••• F••• S•••••• L•• | Real Estate Fund | $1.7M | 113 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• G•••••• E• · Elected Managercontrolsince 06/2024 · owns less than 5%
- M••••••••• A••••••• R•••• · Elected Managercontrolsince 06/2024 · owns less than 5%
- R•••• A••••••• M•••••• · Elected Managercontrolsince 02/2023 · owns less than 5%
- W•••••• E•••• J••••••• · Chair Of The Board And Chief Executive Officercontrolsince 02/2023 · owns less than 5%
- B••••••• A•••••• J••• · Chief Compliance Officersince 02/2023 · owns less than 5%
Entity owners
- M•• B••• C••••••••• · Ownerdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- M•• S••••••••• I•••broker-dealerreal estaten
- M••••••••• A•• T•••••• T•••• C••••••n
- P••••••• U••••• A•••••••• I•••investment advisernRAUM $845M
- W••••••••• F•••• M••••••••• C•••••••••investment adviserbanknRAUM $16B
- W••••••••• T•••• C••••••n
- W••••••••• T•••• I••••••••• A•••••••• I•••investment adviserbankLP sponsornRAUM $18B
- W••••••••• T•••• I••••••••• M•••••••••investment adviserbankpooled vehicle sponsornRAUM $141M
- W••••••••• T••••• N••••••• A•••••••••n
Advisers that list W••••••••• T•••• A•••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Radnor, PA5 employees
- Baltimore, MD1 employees
What changed
consecutive filings, newest first
- Advisory employees · 36 to 31Sep 10, 2025 to Mar 27, 2026
- Assets in custody · $276M to $271MSep 10, 2025 to Mar 27, 2026
- Employees · 45 to 40Sep 10, 2025 to Mar 27, 2026
- Discretionary RAUM · $276M to $271MSep 10, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $276M to $271MSep 10, 2025 to Mar 27, 2026
- RAUM · $276M to $271MSep 10, 2025 to Mar 27, 2026
- Accounts · 4 to 5Mar 27, 2025 to Sep 10, 2025
- Pooled vehicle clients · 4 to 5Mar 27, 2025 to Sep 10, 2025
- Assets in custody · $290M to $276MMar 27, 2025 to Sep 10, 2025
- Financial planning clients · 0 to 0Mar 27, 2025 to Sep 10, 2025
- Private funds · 4 to 5Mar 27, 2025 to Sep 10, 2025
- Discretionary RAUM · $298M to $276MMar 27, 2025 to Sep 10, 2025
- Pooled vehicle RAUM · $298M to $276MMar 27, 2025 to Sep 10, 2025
- RAUM · $298M to $276MMar 27, 2025 to Sep 10, 2025
- Advisory employees · 37 to 36Aug 1, 2024 to Mar 27, 2025
- Employees · 46 to 45Aug 1, 2024 to Mar 27, 2025
- Discretionary RAUM · $290M to $298MAug 1, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $290M to $298MAug 1, 2024 to Mar 27, 2025
- RAUM · $290M to $298MAug 1, 2024 to Mar 27, 2025
- Advisory employees · 68 to 37Jul 19, 2023 to Mar 28, 2024
- BD registered reps · 16 to 0Jul 19, 2023 to Mar 28, 2024
- Assets in custody · $284M to $290MJul 19, 2023 to Mar 28, 2024
- Employees · 68 to 46Jul 19, 2023 to Mar 28, 2024
- Insurance-licensed employees · 7 to 0Jul 19, 2023 to Mar 28, 2024
- Other offices · 3 to 2Jul 19, 2023 to Mar 28, 2024
- Discretionary RAUM · $284M to $290MJul 19, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $284M to $290MJul 19, 2023 to Mar 28, 2024
- RAUM · $284M to $290MJul 19, 2023 to Mar 28, 2024
- Accounts · unset to 4.0Mar 1, 2023 to Jun 22, 2023
- Pooled vehicle clients · unset to 4.0Mar 1, 2023 to Jun 22, 2023
- Assets in custody · unset to 283940329.0Mar 1, 2023 to Jun 22, 2023
- Custody of client assets · false to trueMar 1, 2023 to Jun 22, 2023
- Financial planning clients · unset to 0Mar 1, 2023 to Jun 22, 2023
- Private funds · unset to 4Mar 1, 2023 to Jun 22, 2023
- Discretionary RAUM · unset to 283940329.0Mar 1, 2023 to Jun 22, 2023
- Non-discretionary RAUM · unset to 0.0Mar 1, 2023 to Jun 22, 2023
- Pooled vehicle RAUM · unset to 283940329.0Mar 1, 2023 to Jun 22, 2023
- RAUM · unset to 283940329.0Mar 1, 2023 to Jun 22, 2023
Signals
11 dated events
- Wesley Eric Taylor (Elected Manager) no longer on Schedule A of W••••••••• T•••• A•••• M••••••••• L•• (listed 2024-06-24, absent 2024-08-01)Aug 1, 2024 · Control person left · inference
- Powers Doris Meister (Chair Of The Board) no longer on Schedule A of W••••••••• T•••• A•••• M••••••••• L•• (listed 2024-03-28, absent 2024-06-24)Jun 24, 2024 · Control person left · inference
- J Kevin Pearson (Elected Manager) no longer on Schedule A of W••••••••• T•••• A•••• M••••••••• L•• (listed 2024-03-28, absent 2024-06-24)Jun 24, 2024 · Control person left · inference
- R•••• A•••••• M•••••••• (Elected Manager) appeared on Schedule A of W••••••••• T•••• A•••• M••••••••• L••Jun 24, 2024 · Control person joined · fact
- E. G••••• B•••• (Elected Manager) appeared on Schedule A of W••••••••• T•••• A•••• M••••••••• L••Jun 24, 2024 · Control person joined · fact
- Marie Denise Cramer (Elected Manager) no longer on Schedule A of W••••••••• T•••• A•••• M••••••••• L•• (listed 2023-03-01, absent 2023-06-22)Jun 22, 2023 · Control person left · inference
- Joseph Dominick D'Eramo (Elected Manager) no longer on Schedule A of W••••••••• T•••• A•••• M••••••••• L•• (listed 2023-03-01, absent 2023-06-22)Jun 22, 2023 · Control person left · inference
- W Eric Taylor (Elected Manager) no longer on Schedule A of W••••••••• T•••• A•••• M••••••••• L•• (listed 2023-03-01, absent 2023-06-22)Jun 22, 2023 · Control person left · inference
- Jennifer Edna Warren (Elected Manager) appeared on Schedule A of W••••••••• T•••• A•••• M••••••••• L••Jun 22, 2023 · Control person joined · fact
- Wesley Eric Taylor (Elected Manager) appeared on Schedule A of W••••••••• T•••• A•••• M••••••••• L••Jun 22, 2023 · Control person joined · fact
- W••••••••• T•••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 1, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- W••••••••• T•••• A•••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- W••••••••• T•••• A•••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 646-531-7248reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
W••••••••• T•••• A•••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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