DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• • C••• L••
Latest filing Jul 28, 2026
First filing on the tape Jul 26, 2024 · 8 filings
SEC status approved since Sep 20, 2024
RAUM
$914M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
25
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$914M as of Jul 28, 2026
Mar 31, 2025$653M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 28, 2026
Mar 31, 20250 then
Employees (5.A)8 as of Jul 28, 2026
Mar 31, 20255 then
Private funds25 as of Jul 28, 2026
Mar 31, 202524 then
RAUM +40% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $36.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$914M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 25reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
21 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••••• A••••• I••••••••• L• | Venture Capital Fund | $67.7M | 218 | Feb 21, 2024 |
| P• A•••••• L• | Venture Capital Fund | $40.2M | 92 | Feb 21, 2024 |
| B• A••••• I• L• | Venture Capital Fund | $31.9M | 49 | Feb 21, 2024 |
| K•• A•••••• L• | Venture Capital Fund | $10.0M | 38 | Feb 21, 2024 |
| P• A••••• 4• L• | Venture Capital Fund | $8.6M | 81 | Feb 21, 2024 |
| K••••• A••••• F•••••• A•• F•••••• L• | Venture Capital Fund | $7.8M | 59 | Feb 21, 2024 |
| C•••• I••••••••• L•• | Venture Capital Fund | $6.7M | 48 | Feb 21, 2024 |
| O••• A••••• L•• | Venture Capital Fund | $4.0M | 29 | Aug 27, 2021 |
| O••• A••••• I•• L• | Venture Capital Fund | $3.6M | 27 | Feb 21, 2024 |
| T•••• V••••••• A•• V•••• L•• | Venture Capital Fund | $3.1M | 33 | Feb 21, 2024 |
| T•••• V••••••• A•• V• L•• | Venture Capital Fund | $3.1M | 38 | Feb 21, 2024 |
| T•••• V••••••• A•• I•• L•• | Venture Capital Fund | $1.4M | 27 | Feb 21, 2024 |
| T•••• V••••••• A•• I•• L•• | Venture Capital Fund | $1.4M | 53 | May 17, 2024 |
| T•••• V••••••• A•• V•• L•• | Venture Capital Fund | $1.2M | 38 | Feb 21, 2024 |
| T•••• V••••••• A••• L•• | Venture Capital Fund | $850,000 | 23 | May 17, 2024 |
| C•••• I••••••••• I•• L•• | Venture Capital Fund | $637,905 | 41 | Feb 21, 2024 |
| T•••• V••••••• A•• I•• L•• | Venture Capital Fund | $407,121 | 28 | Feb 21, 2024 |
| C•••• I••••••••• I••• L•• | Venture Capital Fund | $350,000 | 73 | Feb 21, 2024 |
| T•••• V••••••• A•• I••• L•• | Venture Capital Fund | $232,857 | 5 | Feb 21, 2024 |
| O••• A••••• I••• L• | Venture Capital Fund | $160,000 | 6 | Feb 21, 2024 |
| A••• C••••••• P••••••• F••• L• | Private Equity Fund | $0 | 0 | Jul 26, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• C••••••• C•••••• · Sole Membercontrolsince 02/2023 · owns 75% or more
- D••••• R••••• G••••• · Chief Compliance Officersince 07/2024 · owns less than 5%
Related persons
Schedule D 7.A
- B• A•••••• L••pooled vehicle sponsorn
- B• A••••• G•• L••pooled vehicle sponsorn
- K••••• A••••• G•• L••pooled vehicle sponsorn
- P• A••••• G•• L••pooled vehicle sponsorn
- R••• C••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 24 to 25Jul 3, 2025 to Mar 31, 2026
- Advisory employees · 3 to 5Jul 3, 2025 to Mar 31, 2026
- Pooled vehicle clients · 24 to 25Jul 3, 2025 to Mar 31, 2026
- Private funds · 24 to 25Jul 3, 2025 to Mar 31, 2026
- Discretionary RAUM · $776M to $914MJul 3, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $776M to $914MJul 3, 2025 to Mar 31, 2026
- RAUM · $776M to $914MJul 3, 2025 to Mar 31, 2026
- Employees · 5 to 8Mar 31, 2025 to Jul 3, 2025
- Financial planning clients · unset to Mar 31, 2025 to Jul 3, 2025
- Discretionary RAUM · $653M to $776MMar 31, 2025 to Jul 3, 2025
- Pooled vehicle RAUM · $653M to $776MMar 31, 2025 to Jul 3, 2025
- RAUM · $653M to $776MMar 31, 2025 to Jul 3, 2025
- Accounts · 20 to 24Sep 20, 2024 to Mar 31, 2025
- Pooled vehicle clients · 20 to 24Sep 20, 2024 to Mar 31, 2025
- Private funds · 21 to 24Sep 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $196M to $653MSep 20, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $196M to $653MSep 20, 2024 to Mar 31, 2025
- RAUM · $196M to $653MSep 20, 2024 to Mar 31, 2025
- Private funds · 42 to 21Jul 26, 2024 to Aug 26, 2024
Signals
2 dated events
- C••••••••• • C••• L•• reported RAUM $652.8M, up 233% from $196.1M (2024-09-20 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- C••••••••• • C••• L•• filed its initial SEC registration (Form ADV)Jul 26, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••••••• • C••• L•• · Independent Sponsorsshared crd · capital_provider
- C••••••••• • C••• L•• · Private Equityshared crd · organization
- C••••••••• • C••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 512-785-9710reportedpublic record, Form ADV, Jul 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026