DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••••••• A•• P••••••• L••
Latest filing Jun 29, 2026
First filing on the tape Jun 12, 2025 · 4 filings
SEC status approved since Jul 10, 2025
RAUM
$4.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
2 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
4
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$4.9B as of Jun 29, 2026
Jun 12, 2025$3.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Jun 12, 20250 then
Employees (5.A)15 as of Jun 29, 2026
Jun 12, 202516 then
Private funds4 as of Jun 29, 2026
Jun 12, 20253 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $309MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived12 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••••• L••••• M••••• F•••• L• | Hedge Fund | $95.6M | 0 | Mar 31, 2023 |
| P••••••• L••• S•••• E••••••• E••••• M••••• F••• I••• | Hedge Fund | $24.4M | 0 | Jun 28, 2024 |
| H••••••• C•••••• M••••• F••• L• | Hedge Fund | $13.5M | 0 | Jun 28, 2024 |
| L•••• M••••• F••• L•••••• | Hedge Fund | $11.4M | 0 | Mar 31, 2023 |
| A••• M••••• N•••••• C••••• M•••••••• M••••• L•••••• | Other Private Fund | $573,182 | 1 | Mar 31, 2023 |
| A••• D••••••••• C••••• M•••••••• M••••• L•••••• | Other Private Fund | $281,351 | 1 | Jun 29, 2023 |
Owners and control persons
Schedule A and B, latest filing
- V•••••••• B••••••• A••• · Partnercontrolsince 01/2025 · owns 50% to 75%
- A••••• B••••••• A•••••• · Chief Financial Officersince 03/2024 · owns less than 5%
- H•••••• N•••••••• M••••••• · Partner And Chief Compliance Officersince 05/2024 · owns less than 5%
- J•••••• C•••••••• · Partnersince 07/2024 · owns less than 5%
- M•••••• R•••••••• · Partnersince 08/2024 · owns less than 5%
- V•••••••• J•••••• H••• · Partner And Chief Executive Officersince 01/2023 · owns less than 5%
- W••••••• S•••• · Partnersince 01/2023 · owns less than 5%
Entity owners
- C••••••• L•• · Llp Designated Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 18 to 16Apr 29, 2026 to Jun 29, 2026
- Pooled vehicle clients · 18 to 16Apr 29, 2026 to Jun 29, 2026
- Employees · 16 to 15Apr 29, 2026 to Jun 29, 2026
- Other offices · 8 to 11Apr 29, 2026 to Jun 29, 2026
- Private funds · 5 to 4Apr 29, 2026 to Jun 29, 2026
- Discretionary RAUM · $3.6B to $4.9BApr 29, 2026 to Jun 29, 2026
- Pooled vehicle RAUM · $3.6B to $4.9BApr 29, 2026 to Jun 29, 2026
- RAUM · $3.6B to $4.9BApr 29, 2026 to Jun 29, 2026
- Other offices · 7 to 8Jan 13, 2026 to Apr 29, 2026
- Private funds · 3 to 5Jan 13, 2026 to Apr 29, 2026
Signals
1 dated events
- V••••••• A•• P••••••• L•• reported RAUM $4.9B, up 36% from $3.6B (2026-04-29 to 2026-06-29)Jun 29, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- V••••••• a•• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- v•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 02030393214reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026