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M••• C•••• C•••••• L••

Other adviserSEC-registered1 private funds· Steamboat Springs, Colorado

Other adviser, based in Steamboat Springs, Colorado, reporting $301M of regulatory assets across 3 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$301M
Form ADV
Advisors
3
IAPD
Net advisor flow, 12 months
0 (0 in, 0 out)
IAPD registration history
RAUM change, last fiscal year
Not established
Private clients
0.0% of RAUM
Form ADV
Advisors (3)Advisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 325642 · SEC 801-133845 · 5 filingsShow
CRD 325642SEC 801-133845First filing on the tape Jun 9, 2025, latest Jun 18, 2026SEC status approved since Jul 9, 2025IAPD
RAUM
$301M
reported, Item 5.F
Discretionary
60%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$100M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$301M as of Jun 18, 2026
Jun 9, 2025$170M then
HNW client RAUM$0 as of Jun 18, 2026
Jun 9, 2025$0 then
State-registered IARs (5.B.3)3 as of Jun 18, 2026
Jun 9, 20252 then
Employees (5.A)4 as of Jun 18, 2026
Jun 9, 20252 then
Private funds1 as of Jun 18, 2026
Jun 9, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 18, 2026; every figure names its basis
RAUM per advisor
$100MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$75.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
60%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
1.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$48.5M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$252M84%
  • Pooled investment vehicles$48.5M16%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$48.5M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.16 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M•••••• P•••••• M•••••••Steamboat Springs, CoJan 3, 202516 y0
F••••• R•••••• G•••••Steamboat Springs, CoDec 26, 202510 y0
E•••• J•••• S•••••••••Denver, Co Jan 6, 202612 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M••• C•••• C•••••• P••••••• L•Hedge Fund$48.5M48Jun 18, 2026
      Owners and control persons
      Schedule A and B, latest filing
      • M•••••••• M••••••• P•••••• · Managing Member And Chief Compliance Officercontrol
        since 02/2023 · owns 75% or more
      Entity owners
      • C•••• E••••• H•••••••• L•• · Owner
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Steamboat Springs, Co · principal320
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 4
        Mar 25, 2026 to Jun 18, 2026
      • Corporate clients · 1 to 3
        Mar 25, 2026 to Jun 18, 2026
      • Pooled vehicle clients · 2 to 1
        Mar 25, 2026 to Jun 18, 2026
      • Assets in custody · $170M to $48.5M
        Mar 25, 2026 to Jun 18, 2026
      • Discretionary RAUM · $170M to $180M
        Mar 25, 2026 to Jun 18, 2026
      • Non-discretionary RAUM · $3.6M to $121M
        Mar 25, 2026 to Jun 18, 2026
      • Pooled vehicle RAUM · $170M to $48.5M
        Mar 25, 2026 to Jun 18, 2026
      • RAUM · $173M to $301M
        Mar 25, 2026 to Jun 18, 2026
      • Accounts · 2 to 3
        Nov 3, 2025 to Mar 25, 2026
      • Advisory employees · 2 to 3
        Nov 3, 2025 to Mar 25, 2026
      • Advisory activities · 2 to 3
        Nov 3, 2025 to Mar 25, 2026
      • Corporate clients · unset to 1.0
        Nov 3, 2025 to Mar 25, 2026
      • Pooled vehicle clients · 1 to 2
        Nov 3, 2025 to Mar 25, 2026
      • Assets in custody · $146M to $170M
        Nov 3, 2025 to Mar 25, 2026
      • Employees · 2 to 4
        Nov 3, 2025 to Mar 25, 2026
      • State-registered IARs · 2 to 3
        Nov 3, 2025 to Mar 25, 2026
      • Discretionary RAUM · $167M to $170M
        Nov 3, 2025 to Mar 25, 2026
      • Non-discretionary RAUM · $2.7M to $3.6M
        Nov 3, 2025 to Mar 25, 2026
      • Pooled vehicle RAUM · $170M to $170M
        Nov 3, 2025 to Mar 25, 2026
      • RAUM · $170M to $173M
        Nov 3, 2025 to Mar 25, 2026
      • Other offices · 0 to 1
        Aug 20, 2025 to Nov 3, 2025
      Signals
      2 dated events
      • ••• Locked
        Jun 18, 2026 · RAUM change · derived
      • ••• Locked
        Jun 18, 2026 · private fund first reported · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Jun 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $100Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026