DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••••• C•••••• L••
Latest filing Jul 30, 2026
First filing on the tape Aug 19, 2025 · 3 filings
SEC status approved since Aug 21, 2025
RAUM
$172M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
16
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$172M as of Jul 30, 2026
Aug 19, 2025$110M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 30, 2026
Aug 19, 20250 then
Employees (5.A)17 as of Jul 30, 2026
Aug 19, 202515 then
Private funds16 as of Jul 30, 2026
Aug 19, 202511 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $10.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $114M, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$172M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $114M for 13 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••••••• S••••••• Q•• F••• I• L•• | Real Estate Fund | $8.9M | 21 | Apr 3, 2023 |
| R•••••••• S••••••• Q•• F••• I•• L•• | Real Estate Fund | $6.5M | 16 | Apr 3, 2023 |
| R•••••••• S••••••• Q•• F••• I• L•• | Real Estate Fund | $1.8M | 13 | Apr 3, 2023 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• C•••••• · Chief Compliance Officercontrolsince 06/2026 · owns less than 5%
- G•••••• V•• G•••• O•••••• · Member, Principalcontrolsince 09/2018 · owns 50% to 75%
- G•••••••• W•••••••• C• · Chief Financial Officercontrolsince 03/2025 · owns less than 5%
- J••••••• G••••••• R• · Member, Principalcontrolsince 09/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 13 to 16Mar 25, 2026 to Jul 30, 2026
- Pooled vehicle clients · 13 to 16Mar 25, 2026 to Jul 30, 2026
- Employees · 16 to 17Mar 25, 2026 to Jul 30, 2026
- Private funds · 13 to 16Mar 25, 2026 to Jul 30, 2026
- Discretionary RAUM · $114M to $172MMar 25, 2026 to Jul 30, 2026
- Pooled vehicle RAUM · $114M to $172MMar 25, 2026 to Jul 30, 2026
- RAUM · $114M to $172MMar 25, 2026 to Jul 30, 2026
- Accounts · 11 to 13Aug 19, 2025 to Mar 25, 2026
- Advisory employees · 1 to 3Aug 19, 2025 to Mar 25, 2026
- Pooled vehicle clients · 11 to 13Aug 19, 2025 to Mar 25, 2026
- Assets in custody · $110M to $114MAug 19, 2025 to Mar 25, 2026
- Employees · 15 to 16Aug 19, 2025 to Mar 25, 2026
- Insurance-licensed employees · 0 to 1Aug 19, 2025 to Mar 25, 2026
- Private funds · 11 to 13Aug 19, 2025 to Mar 25, 2026
- Discretionary RAUM · $110M to $114MAug 19, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $110M to $114MAug 19, 2025 to Mar 25, 2026
- RAUM · $110M to $114MAug 19, 2025 to Mar 25, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- R•••••••• C•••••• L•• · Independent Sponsorsshared crd · capital_provider
- R•••••••• C•••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- rioblancocapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 787-474-8338reportedpublic record, Form ADV, Jul 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
R•••••••• C•••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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