DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• C•••••• I••••••••• L•
Latest filing Aug 13, 2026
First filing on the tape May 3, 2023 · 10 filings
SEC status approved since May 31, 2023
RAUM
$301M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$301M as of Aug 13, 2026
Mar 29, 2024$201M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 13, 2026
Mar 29, 20240 then
Employees (5.A)6 as of Aug 13, 2026
Mar 29, 20245 then
Private funds1 as of Aug 13, 2026
Mar 29, 20241 then
RAUM -4.7% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $60.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $100M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$301M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $100M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• C•••••• M••••• F••• L• | Hedge Fund | $88.0M | 2 | Jun 1, 2023 |
Owners and control persons
Schedule A and B, latest filing
- S•••••• S••••• N••• · Founder, Chief Compliance Officer, And Limited Partnercontrolsince 05/2022 · owns 75% or more
- S•••••• S••••• N••• · Managing Membercontrolsince 05/2022 · owns 75% or more of T•••••• C•••••• I••••••••• G• L••
Entity owners
- T•••••• C•••••• I••••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- T•••••• C•••••• F••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Mumbai, India2 employees
What changed
consecutive filings, newest first
- Accounts · 6 to 5Mar 28, 2025 to Mar 25, 2026
- Pooled vehicle clients · 6 to 5Mar 28, 2025 to Mar 25, 2026
- Assets in custody · $107M to $100MMar 28, 2025 to Mar 25, 2026
- Discretionary RAUM · $316M to $301MMar 28, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $316M to $301MMar 28, 2025 to Mar 25, 2026
- RAUM · $316M to $301MMar 28, 2025 to Mar 25, 2026
- Advisory employees · 5 to 6Oct 28, 2024 to Mar 28, 2025
- Assets in custody · $88.0M to $107MOct 28, 2024 to Mar 28, 2025
- Employees · 5 to 6Oct 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $201M to $316MOct 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $201M to $316MOct 28, 2024 to Mar 28, 2025
- RAUM · $201M to $316MOct 28, 2024 to Mar 28, 2025
- Assets in custody · $53.7M to $88.0MDec 9, 2023 to Mar 29, 2024
- Discretionary RAUM · $169M to $201MDec 9, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $169M to $201MDec 9, 2023 to Mar 29, 2024
- RAUM · $169M to $201MDec 9, 2023 to Mar 29, 2024
- Accounts · 4 to 6Jul 18, 2023 to Dec 9, 2023
- Pooled vehicle clients · 4 to 6Jul 18, 2023 to Dec 9, 2023
- Assets in custody · $52.0M to $53.7MJul 18, 2023 to Dec 9, 2023
- Discretionary RAUM · $92.0M to $169MJul 18, 2023 to Dec 9, 2023
- Pooled vehicle RAUM · $92.0M to $169MJul 18, 2023 to Dec 9, 2023
- RAUM · $92.0M to $169MJul 18, 2023 to Dec 9, 2023
- Accounts · 5 to 4Jun 1, 2023 to Jul 18, 2023
- Pooled vehicle clients · 5 to 4Jun 1, 2023 to Jul 18, 2023
- Discretionary RAUM · $117M to $92.0MJun 1, 2023 to Jul 18, 2023
- Pooled vehicle RAUM · $117M to $92.0MJun 1, 2023 to Jul 18, 2023
- RAUM · $117M to $92.0MJun 1, 2023 to Jul 18, 2023
- Accounts · unset to 5.0May 25, 2023 to Jun 1, 2023
- Advisory activities · 2 to 1May 25, 2023 to Jun 1, 2023
- Pooled vehicle clients · unset to 5.0May 25, 2023 to Jun 1, 2023
- Assets in custody · unset to 52000000.0May 25, 2023 to Jun 1, 2023
- Custody of client assets · false to trueMay 25, 2023 to Jun 1, 2023
- Private funds · unset to 1May 25, 2023 to Jun 1, 2023
- Discretionary RAUM · unset to 117000000.0May 25, 2023 to Jun 1, 2023
- Non-discretionary RAUM · unset to 0.0May 25, 2023 to Jun 1, 2023
- Pooled vehicle RAUM · unset to 117000000.0May 25, 2023 to Jun 1, 2023
- RAUM · unset to 117000000.0May 25, 2023 to Jun 1, 2023
- Assets in custody · 1.0 to unsetMay 3, 2023 to May 25, 2023
- Custody of client assets · true to falseMay 3, 2023 to May 25, 2023
Signals
2 dated events
- T•••••• C•••••• I••••••••• L• reported RAUM $315.6M, up 57% from $201.1M (2024-10-28 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- T•••••• C•••••• I••••••••• L• filed its initial SEC registration (Form ADV)May 3, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- T••••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-902-4259reportedpublic record, Form ADV, Aug 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026